Novartis AG, Biochemiestraße 10, 6336 Langkampfen, Austria.
Novartis AG, Biochemiestraße 10, 6336 Langkampfen, Austria
PDA J Pharm Sci Technol. 2021 Sep-Oct;75(5):425-444. doi: 10.5731/pdajpst.2020.011676. Epub 2021 Mar 15.
Statistical quality and process controls (SQC and SPC) are used for monitoring, trending, and ultimately improving biopharmaceutical manufacturing processes and operations. The purpose of this paper is to highlight characteristic features of bioprocess data and their impact on typical SQC and SPC applications, specifically control charts for individual observations (I-chart) and estimation of process performance index (Ppk). Simulated data were used in an attempt to mimic bioprocess data by inducing inhomogeneity, nonstationarity, autocorrelation, and outliers. The first specific part highlights the roles of within and overall standard deviation (SD) estimates for 3σ limits and their impacts on frequently applied sensitizing rules for control charts, i.e. Nelson's rules 1-4. The second part deals with the often-asked question of how many observations are required for estimation of robust 3σ limits. In the third part, five popular approaches for treating censored data (results below or equal to limit of quantification, ≤LOQ) were compared and their impact on 3σ limits and Ppk estimates were assessed. The final section summarizes the typical issues faced by the practitioner in the application of SQC and SPC and provides remedies for setting up robust and efficient control charts for biopharmaceutical process monitoring. Overall, this study shows that process monitoring and subsequent assessment without taking into consideration this atypical nature of biopharmaceutical process can lead to increased false alarm rates, thus impacting the batch release or even possibility of rejecting good batches.
统计质量和过程控制(SQC 和 SPC)用于监测、趋势分析,最终改进生物制药生产过程和操作。本文的目的是强调生物工艺数据的特征及其对典型 SQC 和 SPC 应用的影响,特别是用于单个观测值的控制图(I 图)和过程性能指数(Ppk)的估计。模拟数据被用于尝试通过引入不均匀性、非平稳性、自相关性和异常值来模拟生物工艺数据。第一部分重点介绍了 3σ 限内和总体标准差(SD)估计值的作用,以及它们对控制图中常用的敏感规则(即纳尔逊规则 1-4)的影响。第二部分讨论了经常被问到的问题,即需要多少个观测值来估计稳健的 3σ 限。在第三部分中,比较了五种常用的处理删失数据(低于或等于定量限,≤LOQ 的结果)的方法,并评估了它们对 3σ 限和 Ppk 估计值的影响。最后一部分总结了从业者在应用 SQC 和 SPC 时面临的典型问题,并提供了用于为生物制药过程监测建立稳健和高效控制图的方法。总的来说,这项研究表明,在不考虑生物制药过程的这种非典型性质的情况下进行过程监测和后续评估,可能会导致误报率增加,从而影响批次放行,甚至有可能拒收合格批次。