The Joint Program in Survey Methodology, University of Maryland, College Park, Maryland, USA.
Institute for Social Research, University of Michigan, Ann Arbor, Michigan, USA.
Stat Med. 2021 Oct 30;40(24):5237-5250. doi: 10.1002/sim.9122. Epub 2021 Jul 5.
Many epidemiologic studies forgo probability sampling and turn to nonprobability volunteer-based samples because of cost, response burden, and invasiveness of biological samples. However, finite population (FP) inference is difficult to make from the nonprobability sample due to the lack of population representativeness. Aiming for making inferences at the population level using nonprobability samples, various inverse propensity score weighting methods have been studied with the propensity defined by the participation rate of population units in the nonprobability sample. In this article, we propose an adjusted logistic propensity weighting (ALP) method to estimate the participation rates for nonprobability sample units. The proposed ALP method is easy to implement by ready-to-use software while producing approximately unbiased estimators for population quantities regardless of the nonprobability sample rate. The efficiency of the ALP estimator can be further improved by scaling the survey sample weights in propensity estimation. Taylor linearization variance estimators are proposed for ALP estimators of FP means that account for all sources of variability. The proposed ALP methods are evaluated numerically via simulation studies and empirically using the naïve unweighted National Health and Nutrition Examination Survey III sample, while taking the 1997 National Health Interview Survey as the reference, to estimate the 15-year mortality rates.
许多流行病学研究由于成本、响应负担和生物样本的侵入性而放弃概率抽样,转而采用非概率志愿者样本。然而,由于缺乏代表性,非概率样本很难进行有限总体(FP)推断。为了使用非概率样本在总体水平上进行推断,已经研究了各种逆倾向评分加权方法,其中倾向由人口单位在非概率样本中的参与率定义。在本文中,我们提出了一种调整后的逻辑回归倾向评分加权(ALP)方法来估计非概率样本单位的参与率。该方法易于实施,可通过现成的软件实现,同时无论非概率样本率如何,都可以为总体数量生成近似无偏估计值。通过在倾向估计中缩放调查样本权重,可以进一步提高 ALP 估计量的效率。针对考虑所有变异性来源的 FP 均值的 ALP 估计量,提出了泰勒线性化方差估计量。通过模拟研究和使用简单加权的国家健康和营养调查 III 样本进行实证评估,评估了所提出的 ALP 方法,同时以 1997 年国家健康访谈调查作为参考,估计了 15 年死亡率。