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用于预测初次全髋关节置换术后并发症的机器学习算法的开发与内部验证

Development and internal validation of machine learning algorithms for predicting complications after primary total hip arthroplasty.

作者信息

Kunze Kyle N, Karhade Aditya V, Polce Evan M, Schwab Joseph H, Levine Brett R

机构信息

Department of Orthopaedic Surgery, Rush University Medical Center, Chicago, IL, USA.

Department of Orthopaedic Surgery, Hospital for Special Surgery, New York, NY, USA.

出版信息

Arch Orthop Trauma Surg. 2023 Apr;143(4):2181-2188. doi: 10.1007/s00402-022-04452-y. Epub 2022 May 4.

Abstract

INTRODUCTION

Complications after total hip arthroplasty (THA) may result in readmission or reoperation and impose a significant cost on the healthcare system. Understanding which patients are at-risk for complications can potentially allow for targeted interventions to decrease complication rates through pursuing preoperative health optimization. The purpose of the current was to develop and internally validate machine learning (ML) algorithms capable of performing patient-specific predictions of all-cause complications within two years of primary THA.

METHODS

This was a retrospective case-control study of clinical registry data from 616 primary THA patients from one large academic and two community hospitals. The primary outcome was all-cause complications at a minimum of 2-years after primary THA. Recursive feature elimination was applied to identify preoperative variables with the greatest predictive value. Five ML algorithms were developed on the training set using tenfold cross-validation and internally validated on the independent testing set of patients. Algorithms were assessed by discrimination, calibration, Brier score, and decision curve analysis to quantify performance.

RESULTS

The observed complication rate was 16.6%. The stochastic gradient boosting model achieved the best performance with an AUC = 0.88, calibration intercept = 0.1, calibration slope = 1.22, and Brier score = 0.09. The most important factors for predicting complications were age, drug allergies, prior hip surgery, smoking, and opioid use. Individual patient-level explanations were provided for the algorithm predictions and incorporated into an open access digital application: https://sorg-apps.shinyapps.io/tha_complication/ CONCLUSIONS: The stochastic boosting gradient algorithm demonstrated good discriminatory capacity for identifying patients at high-risk of experiencing a postoperative complication and proof-of-concept for creating office-based applications from ML that can perform real-time prediction. However, this clinical utility of the current algorithm is unknown and definitions of complications broad. Further investigation on larger data sets and rigorous external validation is necessary prior to the assessment of clinical utility with respect to risk-stratification of patients undergoing primary THA.

LEVEL OF EVIDENCE

III, therapeutic study.

摘要

引言

全髋关节置换术(THA)后的并发症可能导致再次入院或再次手术,并给医疗系统带来巨大成本。了解哪些患者有并发症风险,可能有助于通过术前健康优化进行有针对性的干预,以降低并发症发生率。本研究的目的是开发并在内部验证机器学习(ML)算法,该算法能够对初次THA术后两年内的全因并发症进行患者特异性预测。

方法

这是一项对来自一家大型学术医院和两家社区医院的616例初次THA患者的临床登记数据进行的回顾性病例对照研究。主要结局是初次THA术后至少2年的全因并发症。应用递归特征消除法来识别具有最大预测价值的术前变量。在训练集上使用十折交叉验证开发了五种ML算法,并在独立的患者测试集上进行内部验证。通过辨别力、校准、Brier评分和决策曲线分析对算法进行评估,以量化性能。

结果

观察到的并发症发生率为16.6%。随机梯度提升模型表现最佳,AUC = 0.88,校准截距 = 0.1,校准斜率 = 1.22,Brier评分为0.09。预测并发症的最重要因素是年龄、药物过敏、既往髋关节手术、吸烟和阿片类药物使用。为算法预测提供了个体患者层面的解释,并将其纳入一个开放获取的数字应用程序:https://sorg-apps.shinyapps.io/tha_complication/ 结论:随机梯度提升算法在识别术后并发症高风险患者方面显示出良好的辨别能力,并且证明了从ML创建基于办公室的应用程序以进行实时预测的概念验证。然而,当前算法的临床实用性未知,且并发症的定义广泛。在评估其对初次THA患者风险分层的临床实用性之前,有必要对更大的数据集进行进一步研究并进行严格的外部验证。

证据水平

III,治疗性研究。

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