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缺乏正性假设和模型规范未知情况下多水平治疗比较的混杂因素调整方法。

Confounding adjustment methods for multi-level treatment comparisons under lack of positivity and unknown model specification.

作者信息

Diop S Arona, Duchesne Thierry, G Cumming Steven, Diop Awa, Talbot Denis

机构信息

Département de mathématiques et de statistique, Université Laval, Québec, Canada.

Département des sciences du bois et de la forêt, Université Laval, Québec, Canada.

出版信息

J Appl Stat. 2021 Apr 7;49(10):2570-2592. doi: 10.1080/02664763.2021.1911966. eCollection 2022.

DOI:10.1080/02664763.2021.1911966
PMID:35757044
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC9225669/
Abstract

Imbalances in covariates between treatment groups are frequent in observational studies and can lead to biased comparisons. Various adjustment methods can be employed to correct these biases in the context of multi-level treatments (> 2). Analytical challenges, such as positivity violations and incorrect model specification due to unknown functional relationships between covariates and treatment or outcome, may affect their ability to yield unbiased results. Such challenges were expected in a comparison of fire-suppression interventions for preventing fire growth. We identified the overlap weights, augmented overlap weights, bias-corrected matching and targeted maximum likelihood as methods with the best potential to address those challenges. A simple variance estimator for the overlap weight estimators that can naturally be combined with machine learning is proposed. In a simulation study, we investigated the performance of these methods as well as those of simpler alternatives. Adjustment methods that included an outcome modeling component performed better than those that focused on the treatment mechanism in our simulations. Additionally, machine learning implementation was observed to efficiently compensate for the unknown model specification for the former methods, but not the latter. Based on these results, we compared the effectiveness of fire-suppression interventions using the augmented overlap weight estimator.

摘要

在观察性研究中,治疗组之间的协变量失衡很常见,并且可能导致有偏差的比较。在多级治疗(>2)的情况下,可以采用各种调整方法来纠正这些偏差。分析挑战,如因协变量与治疗或结果之间未知的函数关系导致的正性违背和模型设定错误,可能会影响它们产生无偏结果的能力。在比较预防火灾蔓延的灭火干预措施时,预计会出现此类挑战。我们确定了重叠权重、增强重叠权重、偏差校正匹配和靶向最大似然法,认为这些方法最有潜力应对这些挑战。提出了一种可自然地与机器学习相结合的重叠权重估计器的简单方差估计器。在一项模拟研究中,我们研究了这些方法以及更简单替代方法的性能。在我们的模拟中,包含结果建模组件的调整方法比专注于治疗机制的方法表现更好。此外,观察到机器学习的实施有效地弥补了前一种方法未知的模型设定问题,但后一种方法则不然。基于这些结果,我们使用增强重叠权重估计器比较了灭火干预措施的有效性。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a8df/9225669/dd5d26401976/CJAS_A_1911966_F0001_OB.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a8df/9225669/dd5d26401976/CJAS_A_1911966_F0001_OB.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a8df/9225669/dd5d26401976/CJAS_A_1911966_F0001_OB.jpg

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