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一种通过一步值差估计进行亚组检测的通用框架。

A general framework for subgroup detection via one-step value difference estimation.

机构信息

United Therapeutics Corp., Research Triangle Park, Durham, North Carolina, USA.

Department of Statistics, North Carolina State University, Raleigh, North Carolina, USA.

出版信息

Biometrics. 2023 Sep;79(3):2116-2126. doi: 10.1111/biom.13711. Epub 2022 Aug 2.

DOI:10.1111/biom.13711
PMID:35793474
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC10694635/
Abstract

Recent statistical methodology for precision medicine has focused on either identification of subgroups with enhanced treatment effects or estimating optimal treatment decision rules so that treatment is allocated in a way that maximizes, on average, predefined patient outcomes. Less attention has been given to subgroup testing, which involves evaluation of whether at least a subgroup of the population benefits from an investigative treatment, compared to some control or standard of care. In this work, we propose a general framework for testing for the existence of a subgroup with enhanced treatment effects based on the difference of the estimated value functions under an estimated optimal treatment regime and a fixed regime that assigns everyone to the same treatment. Our proposed test does not require specification of the parametric form of the subgroup and allows heterogeneous treatment effects within the subgroup. The test applies to cases when the outcome of interest is either a time-to-event or a (uncensored) scalar, and is valid at the exceptional law. To demonstrate the empirical performance of the proposed test, we study the type I error and power of the test statistics in simulations and also apply our test to data from a Phase III trial in patients with hematological malignancies.

摘要

近年来,精准医学的统计方法主要集中在识别具有增强治疗效果的亚组或估计最佳治疗决策规则,以便以平均方式最大化预定的患者结果来分配治疗。对亚组检验的关注较少,亚组检验涉及评估与某些对照或标准治疗相比,人群中至少是否有一个亚组受益于研究性治疗。在这项工作中,我们提出了一种基于估计最优治疗方案下估计的价值函数与将每个人分配到相同治疗方案的固定方案下的差值来检验增强治疗效果的亚组存在的一般框架。我们提出的检验不需要指定亚组的参数形式,并允许亚组内存在异质的治疗效果。该检验适用于感兴趣的结果是事件时间或(未删失)标量的情况,并且在例外律下有效。为了展示所提出检验的经验性能,我们在模拟中研究了检验统计量的Ⅰ类错误和功效,并且还将我们的检验应用于血液恶性肿瘤患者的 III 期临床试验数据。

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本文引用的文献

1
A Sparse Random Projection-based Test for Overall Qualitative Treatment Effects.一种基于稀疏随机投影的总体定性治疗效果检验。
J Am Stat Assoc. 2020;115(531):1201-1213. doi: 10.1080/01621459.2019.1604368. Epub 2019 Jun 19.
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Subgroup identification via homogeneity pursuit for dense longitudinal/spatial data.基于同质性追踪的密集纵向/空间数据的子群识别。
Stat Med. 2019 Jul 30;38(17):3256-3271. doi: 10.1002/sim.8192. Epub 2019 May 7.
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TREE-BASED REINFORCEMENT LEARNING FOR ESTIMATING OPTIMAL DYNAMIC TREATMENT REGIMES.基于树的强化学习用于估计最优动态治疗方案
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A model-based multithreshold method for subgroup identification.基于模型的亚组识别多阈值方法。
Stat Med. 2019 Jun 30;38(14):2605-2631. doi: 10.1002/sim.8136. Epub 2019 Mar 18.
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STATISTICAL INFERENCE FOR THE MEAN OUTCOME UNDER A POSSIBLY NON-UNIQUE OPTIMAL TREATMENT STRATEGY.在可能非唯一的最优治疗策略下对平均结果的统计推断。
Ann Stat. 2016 Apr;44(2):713-742. doi: 10.1214/15-AOS1384. Epub 2016 Mar 17.
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The Change-Plane Cox Model.变平面考克斯模型。
Biometrika. 2018 Dec;105(4):891-903. doi: 10.1093/biomet/asy050. Epub 2018 Oct 17.
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Optimal two-stage dynamic treatment regimes from a classification perspective with censored survival data.从分类角度出发,针对删失生存数据的最优两阶段动态治疗方案。
Biometrics. 2018 Dec;74(4):1180-1192. doi: 10.1111/biom.12894. Epub 2018 May 18.
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Estimating Individual Treatment Effect in Observational Data Using Random Forest Methods.使用随机森林方法估计观察性数据中的个体治疗效果。
J Comput Graph Stat. 2018;27(1):209-219. doi: 10.1080/10618600.2017.1356325. Epub 2018 Feb 1.
9
DOUBLY ROBUST ESTIMATION OF OPTIMAL TREATMENT REGIMES FOR SURVIVAL DATA-WITH APPLICATION TO AN HIV/AIDS STUDY.生存数据最优治疗方案的双重稳健估计——应用于一项艾滋病毒/艾滋病研究
Ann Appl Stat. 2017 Sep;11(3):1763-1786. doi: 10.1214/17-AOAS1057. Epub 2017 Oct 5.
10
On Estimation of Optimal Treatment Regimes For Maximizing -Year Survival Probability.关于最大化 - 年生存概率的最优治疗方案估计。 (注:原文中“-Year”表述不太完整,推测可能是有具体年份数字缺失)
J R Stat Soc Series B Stat Methodol. 2017 Sep;79(4):1165-1185. doi: 10.1111/rssb.12201. Epub 2016 Sep 2.