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在非嵌套设计中将试验证据推广至目标人群:艾滋病临床试验中的应用

Generalizing trial evidence to target populations in non-nested designs: Applications to AIDS clinical trials.

作者信息

Li Fan, Buchanan Ashley L, Cole Stephen R

机构信息

Department of Biostatistics, Yale University School of Public Health, New Haven, Connecticut, USA.

Center for Methods in Implementation and Prevention Science, Yale University, New Haven, Connecticut, USA.

出版信息

J R Stat Soc Ser C Appl Stat. 2022 Jun;71(3):669-697. doi: 10.1111/rssc.12550. Epub 2022 Mar 17.

Abstract

Comparative effectiveness evidence from randomized trials may not be directly generalizable to a target population of substantive interest when, as in most cases, trial participants are not randomly sampled from the target population. Motivated by the need to generalize evidence from two trials conducted in the AIDS Clinical Trials Group (ACTG), we consider weighting, regression and doubly robust estimators to estimate the causal effects of HIV interventions in a specified population of people living with HIV in the USA. We focus on a non-nested trial design and discuss strategies for both point and variance estimation of the target population average treatment effect. Specifically in the generalizability context, we demonstrate both analytically and empirically that estimating the known propensity score in trials does not increase the variance for each of the weighting, regression and doubly robust estimators. We apply these methods to generalize the average treatment effects from two ACTG trials to specified target populations and operationalize key practical considerations. Finally, we report on a simulation study that investigates the finite-sample operating characteristics of the generalizability estimators and their sandwich variance estimators.

摘要

当像大多数情况那样,试验参与者并非从目标人群中随机抽样时,来自随机试验的比较有效性证据可能无法直接推广到具有实质意义的目标人群。出于将艾滋病临床试验组(ACTG)进行的两项试验证据进行推广的需要,我们考虑使用加权、回归和双重稳健估计量来估计美国特定艾滋病毒感染者人群中艾滋病毒干预措施的因果效应。我们专注于非嵌套试验设计,并讨论目标人群平均治疗效果的点估计和方差估计策略。具体而言,在推广背景下,我们通过分析和实证证明,在试验中估计已知的倾向得分不会增加加权、回归和双重稳健估计量各自的方差。我们应用这些方法将ACTG两项试验的平均治疗效果推广到特定目标人群,并落实关键的实际考量。最后,我们报告一项模拟研究,该研究调查了推广估计量及其三明治方差估计量的有限样本操作特征。

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