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基于 U-Net 的 SAR 影像洪水范围提取语义分类:以 2019 年美国中部洪水为例

U-net-based semantic classification for flood extent extraction using SAR imagery and GEE platform: A case study for 2019 central US flooding.

机构信息

Department of Civil and Environmental Engineering, University of Iowa, Iowa City, IA, USA; IIHR Hydroscience and Engineering, University of Iowa, Iowa City, IA, USA.

Department of Civil and Environmental Engineering, University of Iowa, Iowa City, IA, USA; IIHR Hydroscience and Engineering, University of Iowa, Iowa City, IA, USA.

出版信息

Sci Total Environ. 2023 Apr 15;869:161757. doi: 10.1016/j.scitotenv.2023.161757. Epub 2023 Jan 21.

Abstract

Data-driven models for water body extraction have experienced accelerated growth in recent years, thanks to advances in processing techniques and computational resources, as well as improved data availability. In this study, we modified the standard U-Net, a convolutional neural network (CNN) method, to extract water bodies from scenes captured from Sentinel-1 satellites of selected areas during the 2019 Central US flooding. We compared the results to several benchmark models, including the standard U-Net and ResNet50, an advanced thresholding method, Bmax Otsu, and a recently introduced flood inundation map archive. Then, we looked at how data input types, input resolution, and using pre-trained weights affect the model performance. We adopted a three-category classification frame to test whether and how permanent water and flood pixels behave differently. Most of the data in this study were gathered and pre-processed utilizing the open access Google Earth Engine (GEE) cloud platform. According to the results, the adjusted U-Net outperformed all other benchmark models and datasets. Adding a slope layer enhances model performance with the 30 m input data compared to training the model on only VV and VH bands of SAR images. Adding DEM and Height Above Nearest Drainage (HAND) model data layer improved performance for models trained on 10 m datasets. The results also suggested that CNN-based semantic segmentation may fail to correctly classify pixels around narrow river channels. Furthermore, our findings revealed that it is necessary to differentiate permanent water and flood pixels because they behave differently. Finally, the results indicated that using pre-trained weights from a coarse dataset can significantly minimize initial training loss on finer datasets and speed up convergence.

摘要

近年来,得益于处理技术和计算资源的进步以及改进的数据可用性,用于水体提取的数据驱动模型得到了快速发展。在本研究中,我们修改了标准 U-Net(一种卷积神经网络(CNN)方法),以提取 2019 年美国中部洪水期间从选定地区的 Sentinel-1 卫星捕获的场景中的水体。我们将结果与包括标准 U-Net 和 ResNet50(一种先进的阈值方法,Bmax Otsu)在内的几个基准模型进行了比较,并介绍了最近发布的洪水淹没图档案。然后,我们研究了数据输入类型、输入分辨率以及使用预训练权重如何影响模型性能。我们采用了三分类框架来测试永久水和洪水像素是否以及如何表现不同。本研究中的大部分数据都是利用开放访问的 Google Earth Engine(GEE)云平台收集和预处理的。结果表明,调整后的 U-Net 优于所有其他基准模型和数据集。与仅在 SAR 图像的 VV 和 VH 波段上训练模型相比,添加坡度层可增强 30 m 输入数据的模型性能。添加 DEM 和距最近排水口高度(HAND)模型数据层可提高基于 10 m 数据集训练的模型的性能。结果还表明,基于 CNN 的语义分割可能无法正确分类狭窄河道周围的像素。此外,我们的研究结果表明,需要区分永久水和洪水像素,因为它们的行为不同。最后,结果表明,使用来自粗数据集的预训练权重可以显著减少更精细数据集上的初始训练损失并加快收敛速度。

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