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预防工作场所事故的安全干预措施:一项系统综述。

Safety interventions for the prevention of accidents at work: A systematic review.

作者信息

Dyreborg Johnny, Lipscomb Hester Johnstone, Nielsen Kent, Törner Marianne, Rasmussen Kurt, Frydendall Karen Bo, Bay Hans, Gensby Ulrik, Bengtsen Elizabeth, Guldenmund Frank, Kines Pete

机构信息

National Research Centre for the Working Environment Copenhagen Denmark.

Division of Occupational and Environmental Medicine Duke University Medical School Durham North Carolina USA.

出版信息

Campbell Syst Rev. 2022 Jun 1;18(2):e1234. doi: 10.1002/cl2.1234. eCollection 2022 Jun.

Abstract

BACKGROUND

Limited knowledge regarding the relative effectiveness of workplace accident prevention approaches creates barriers to informed decision-making by policy makers, public health practitioners, workplace, and worker advocates.

OBJECTIVES

The objective of this review was to assess the effectiveness of broad categories of safety interventions in preventing accidents at work. The review aims to compare effects of safety interventions to no intervention, usual activities, or alternative intervention, and if possible, to examine which constituent components of safety intervention programs contribute more strongly to preventing accidents at work in a given setting or context.

DATE SOURCES

Studies were identified through electronic bibliographic searches, government policy databanks, and Internet search engines. The last search was carried out on July 9, 2015. Gray literature were identified by searching OSH ROM and Google. No language or date restrictions were applied. Searches done between February and July of 2015 included PubMed (1966), Embase (1980), CINAHL (1981), OSH ROM (NIOSHTIC 1977, HSELINE 1977, CIS-DOC 1974), PsycINFO (1806), EconLit (1969), Web of Science (1969), and ProQuest (1861); dates represent initial availability of each database. Websites of pertinent institutions (NIOSH, Perosh) were also searched.

STUDY ELIGIBILITY CRITERIA PARTICIPANTS AND INTERVENTIONS

Included studies had to focus on accidents at work, include an evaluation of a safety intervention, and have used injuries at work, or a relevant proxy, as an outcome measure. Experimental, quasi-experimental, and observational study designs were utilized, including randomized controlled trials (RCTs), controlled before and after (CBA) studies, and observational designs using serial measures (interrupted time series, retrospective cohort designs, and before and after studies using multiple measures). Interventions were classified by approach at the individual or group level, and broad categories based on the prevention approach including modification of: Attitudes (through information and persuasive campaign messaging).Behaviors (through training, incentives, goal setting, feedback/coaching).Physiological condition (by physical training).Climate/norms/culture (by coaching, feedback, modification of safety management/leadership).Structural conditions (including physical environment, engineering, legislation and enforcement, sectorial-level norms). When combined approaches were used, interventions were termed "multifaceted," and when an approach(es) is applied to more than one organizational level (e.g., individual, group, and/or organization), it is termed "across levels."

STUDY APPRAISAL AND SYNTHESIS METHODS

Narrative report review captured industry (NACE), work setting, participant characteristics, theoretical basis for approach, intervention fidelity, research design, risk of bias, contextual detail, outcomes measures and results. Additional items were extracted for studies with serial measures including approaches to improve internal validity, assessments of reasonable statistical approaches (Effective Practice of Organization of Care [EPOC] criteria) and overall inference. Random-effects inverse variance weighted meta-analytic methods were used to synthesize odds ratios, rate ratios, or standardized mean differences for the outcomes for RCT and CBA studies with low or moderate levels of heterogeneity. For studies with greater heterogeneity and those using serial measures, we relied on narrative analyses to synthesize findings.

RESULTS

In total 100 original studies were included for synthesis analysis, including 16 RCT study designs, 30 CBA study designs, and 54 studies using serial measures (ITS study designs). These studies represented 120 cases of safety interventions. The number of participants included 31,971,908 individuals in 59 safety interventions, 417,693 groups/firms in 35 safety interventions, and 15,505 injuries in 17 safety interventions. Out of the 59 safety interventions, two were evaluating national prevention measures, which alone accounted for 31,667,110 individuals. The remaining nine safety interventions used other types of measures, such as safety exposure, safety observations, gloves or claim rates. Strong evidence supports greater effects being achieved with safety interventions directed toward the group or organization level rather than individual behavior change. Engineering controls are more effective at reducing injuries than other approaches, particularly when engineered changes can be introduced without requiring "decision-to-use" by workplaces. Multifaceted approaches combining intervention elements on the organizational level, or across levels, provided moderate to strong effects, in particular when engineering controls were included. Interventions based on firm epidemiologic evidence of causality and a strong conceptual approach were more effective. Effects that are more modest were observed (in short follow-up) for safety climate interventions, using techniques such as feedback or leadership training to improve safety communication. There was limited evidence for a strong effect at medium-term with more intense counseling approaches. Evidence supports regulation/legislation as contributing to the prevention of accidents at work, but with lower effect sizes. Enforcement appears to work more consistently, but with smaller effects. In general, the results were consistent with previous systematic reviews of specific types of safety interventions, although the effectiveness of economic incentives to prevent accidents at work was not consistent with our results, and effectiveness of physiological safety intervention was only consistent to some extent.

LIMITATIONS

Acute musculoskeletal injuries and injuries from more long-time workplace exposures were not always clearly distinguished in research reports. In some studies acute and chronic exposures were mixed, resulting in inevitable misclassification. Of note, the classification of these events also remains problematic in clinical medicine. It was not possible to conduct meta-analyses on all types of interventions (due to variability in approach, context, and participants). The findings presented for most intervention types are from limited sources, and assessment of publication bias was not possible. These issues are not surprising, given the breadth of the field of occupational safety. To incorporate studies using serial measures, which provide the only source of information for some safety interventions such as legislation, we took a systematic, grounded approach to their review. Rather than requiring more stringent, specific criteria for inclusion of ITS studies, we chose to assess how investigators justified their approach to design and analyses, based on the context in which they were working. We sought to identify measures taken to improve external validity of studies, reasonable statistical inference, as well as an overall appropriate inferential process. We found the process useful and enlightening. Given the new approach, we may have failed to extract points others may find relevant. Similarly, to facilitate the broad nature of this review, we used a novel categorization of safety interventions, which is likely to evolve with additional use. The broad scope of this review and the time and resources available did not allow for contacting authors of original papers or seeking translation of non-English manuscripts, resulting in a few cases where we did not have sufficient information that may have been possible to obtain from the authors.

CONCLUSIONS AND IMPLICATIONS OF KEY FINDINGS

Our synthesis of the relative effectiveness of workplace safety interventions is in accordance with the Public Health Hierarchy of Hazard Control. Specifically, more effective interventions eliminate risk at the source of the hazard through engineering solutions or the separation of workers from hazards; effects were greater when these control measures worked independently of worker "decision-to-use" at the worksite. Interventions based on firm epidemiological evidence of causality and clear theoretical bases for the intervention approach were more effective in preventing injuries. Less effective behavioral approaches were often directed at the prevention of all workplace injuries through a common pathway, such as introducing safety training, without explicitly addressing specific hazards. We caution that this does not mean that training does not play an essential function in worker safety, but rather that it is not effective in the absence of other efforts. Due to the potential to reach large groups of workers through regulation and enforcement, these interventions with relatively modest effects, could have large population-based effects.

摘要

背景

对于工作场所事故预防方法的相对有效性了解有限,这给政策制定者、公共卫生从业者、工作场所及工人权益倡导者的明智决策造成了障碍。

目的

本综述的目的是评估各类安全干预措施在预防工作场所事故方面的有效性。该综述旨在比较安全干预措施与无干预、常规活动或替代干预措施的效果,并且如果可能的话,研究安全干预计划的哪些组成部分在特定环境或背景下对预防工作场所事故的贡献更大。

数据来源

通过电子文献检索、政府政策数据库和互联网搜索引擎确定研究。最后一次检索于2015年7月9日进行。通过搜索职业安全与健康资源在线数据库(OSH ROM)和谷歌确定灰色文献。未应用语言或日期限制。2015年2月至7月期间的检索包括PubMed(1966年起)、Embase(1980年起)、护理学与健康领域数据库(CINAHL,1981年起)、职业安全与健康资源在线数据库(OSH ROM,美国国家职业安全与健康研究所文献数据库1977年起、英国健康与安全执行局数据库1977年起、国际职业安全与健康信息中心文献数据库1974年起)、心理学文摘数据库(PsycINFO,1806年起)、经济文献数据库(EconLit,1969年起)、科学引文索引数据库(Web of Science,1969年起)和ProQuest数据库(1861年起);日期代表每个数据库的初始可用时间。还搜索了相关机构(美国国家职业安全与健康研究所、职业安全与健康卓越研究中心)的网站。

研究入选标准、参与者和干预措施:纳入的研究必须聚焦于工作场所事故,包括对安全干预措施的评估,并将工作场所受伤情况或相关替代指标作为结果指标。采用了实验性、准实验性和观察性研究设计,包括随机对照试验(RCT)、前后对照研究(CBA)以及使用系列测量的观察性设计(中断时间序列、回顾性队列设计以及使用多种测量的前后研究)。干预措施按个体或群体层面的方法进行分类,并根据预防方法分为大类,包括对以下方面的改变:态度(通过信息和说服性宣传信息)、行为(通过培训、激励、目标设定、反馈/辅导)、生理状况(通过体育锻炼)、氛围/规范/文化(通过辅导、反馈、安全管理/领导力的改变)、结构条件(包括物理环境、工程、立法与执法、部门层面规范)。当使用组合方法时,干预措施被称为“多方面的”,当一种方法应用于多个组织层面(如个体、群体和/或组织)时,被称为“跨层面的”。

研究评估与综合方法

叙述性报告综述涵盖行业(NACE)、工作环境、参与者特征、方法的理论基础、干预措施的保真度、研究设计、偏倚风险、背景细节、结果指标和结果。对于使用系列测量的研究,还提取了其他项目,包括提高内部效度的方法、合理统计方法评估(有效护理组织实践标准[EPOC]标准)和总体推断。随机效应逆方差加权荟萃分析方法用于综合RCT和CBA研究中低或中度异质性结果的比值比、率比或标准化均数差。对于异质性较大的研究以及使用系列测量的研究,我们依靠叙述性分析来综合研究结果。

结果

总共纳入100项原始研究进行综合分析,包括16项RCT研究设计、30项CBA研究设计和54项使用系列测量的研究(中断时间序列研究设计)。这些研究代表了120个安全干预案例。参与者数量包括59项安全干预措施中的31971908人、35项安全干预措施中的417693个组/公司以及17项安全干预措施中的15505起伤害事件。在59项安全干预措施中,有两项评估国家预防措施,这两项措施单独就涉及31667110人。其余9项安全干预措施使用了其他类型的措施,如安全暴露、安全观察、手套或索赔率。有力证据支持针对群体或组织层面的安全干预措施比针对个体行为改变的措施能取得更大效果。工程控制在减少伤害方面比其他方法更有效,特别是当工程变更无需工作场所“决定使用”即可引入时。将组织层面或跨层面的干预要素相结合的多方面方法产生了中度至强烈的效果,特别是当包括工程控制时。基于公司因果关系流行病学证据和强有力概念方法的干预措施更有效。对于安全氛围干预措施,使用反馈或领导力培训等技术来改善安全沟通,在短期随访中观察到效果较为适度。对于更强化的咨询方法,中期有显著效果的证据有限。证据支持监管/立法有助于预防工作场所事故,但效应量较低。执法似乎效果更一致,但效果较小。总体而言,结果与先前对特定类型安全干预措施的系统综述一致,尽管预防工作场所事故的经济激励措施的有效性与我们的结果不一致,生理安全干预措施的有效性仅在一定程度上一致。

局限性

研究报告中急性肌肉骨骼损伤和长期工作场所暴露导致的损伤并不总是能明确区分。在一些研究中,急性和慢性暴露混合在一起,导致不可避免的错误分类。值得注意的是,这些事件在临床医学中的分类也仍然存在问题。由于方法、背景和参与者的变异性,无法对所有类型的干预措施进行荟萃分析。大多数干预类型的研究结果来源有限,且无法评估发表偏倚。鉴于职业安全领域的广度,这些问题并不令人惊讶。为纳入使用系列测量的研究,这些研究为某些安全干预措施(如立法)提供了唯一的信息来源,我们采用了系统的、基于实际情况的方法对其进行综述。我们没有要求更严格、具体的纳入中断时间序列研究的标准,而是选择根据研究人员工作的背景评估他们设计和分析方法的合理性。我们试图确定为提高研究外部效度所采取的措施、合理的统计推断以及总体适当的推断过程。我们发现这个过程很有用且有启发性。鉴于这种新方法,我们可能没有提取出其他人可能认为相关的要点。同样,为便于本次综述的广泛性,我们使用了一种新颖的安全干预分类方法,随着更多使用可能会有所发展。本次综述的广泛范围以及可用的时间和资源不允许联系原始论文的作者或寻求非英文手稿的翻译,导致在一些情况下我们没有可能从作者那里获得的足够信息。

关键发现的结论与启示

我们对工作场所安全干预措施相对有效性的综合分析符合公共卫生危害控制层级。具体而言,更有效的干预措施通过工程解决方案或使工人与危害源分离来消除危害源头的风险;当这些控制措施在工作场所独立于工人的“决定使用”时,效果更大。基于公司因果关系流行病学证据和明确干预方法理论基础的干预措施在预防伤害方面更有效。效果较差的行为方法通常通过共同途径针对预防所有工作场所伤害,例如引入安全培训,但没有明确解决特定危害。我们提醒,这并不意味着培训在工人安全中不起重要作用,而是说在没有其他努力的情况下它是无效的。由于通过监管和执法有可能覆盖大量工人,这些效果相对较小的干预措施可能会对基于人群产生重大影响。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/6853/9159701/8807e27d4144/CL2-18-e1234-g046.jpg

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