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住宅能源效率干预措施:有效性研究的荟萃分析。

Residential energy efficiency interventions: A meta-analysis of effectiveness studies.

作者信息

Berretta Miriam, Furgeson Joshua, Wu Yue Nicole, Zamawe Collins, Hamilton Ian, Eyers John

机构信息

International Initiative for Impact Evaluation (3ie) London UK.

Independent Consultant, 3ie Hong Kong China.

出版信息

Campbell Syst Rev. 2021 Dec 17;17(4):e1206. doi: 10.1002/cl2.1206. eCollection 2021 Dec.

Abstract

BACKGROUND

The residential sector releases around 17% of global greenhouse gas emissions and making residential buildings more energy efficient can help mitigate climate change. Engineering models are often used to predict the effects of residential energy efficiency interventions (REEI) on energy consumption, but empirical studies find that these models often over-estimate the actual impact of REEI installation. Different empirical studies often estimate different impacts for the same REEI, possibly due to variations in implementation, climate and population. Funding for this systematic review was provided by the evaluation function at the European Investment Bank Group.

OBJECTIVES

The review aims to assess the effectiveness of installing REEIs on the following primary outcomes: energy consumption, energy affordability, CO emissions and air quality indices and pollution levels.

SEARCH METHODS

We searched CAB Abst, Econlit, Greenfile, Repec, Academic Search Complete, WB e-lib, WoS (SCI and SSCI) and other 42 databases in November 2020. In addition, we searched for grey literature on websites, checked the reference lists of included studies and relevant reviews, used Google Scholar to identify studies citing included studies, and contacted the authors of studies for any ongoing and unpublished studies. We retrieved a total of 13,629 studies that we screened at title and abstract level, followed by full-text screening and data extraction.

SELECTION CRITERIA

We included randomised control trials, and quasi-experimental studies that evaluated the impact of installing REEIs anywhere in the world and with any comparison.

DATA COLLECTION AND ANALYSIS

Two independent reviewers screened studies for eligibility, extracted data and assessed risk of bias. When more than one included study examined the same installation of the same type of REEI for a similar outcome, we conducted a meta-analysis. We also performed subgroup analyses.

MAIN RESULTS

A total of 16 studies were eligible and included in the review: two studies evaluated the installation of efficient lighting, three studies the installation of attic/loft insulation, two studies the installation of efficient heat pumps, eight studies the installation of a bundle of energy efficiency measures (EEMs), and one study evaluated other EEMs. Two studies, neither appraised as having a low risk of bias, find that lighting interventions lead to a significant reduction in electricity energy consumption (Hedges'  = -0.29; 95% confidence interval [CI]: -0.48, -0.10). All the other interventions involved heating or cooling, and effects were synthesizised by warmer or colder climate and then across climates. Four studies examined the impact of attic/loft insulation on energy consumption, and two of these studies were appraised as having a low risk of bias. Three studies took place in colder climates with gas consumption as an outcome, and one study took place in a warmer climate, with the electricity consumption (air conditioning) as the outcome. The average impact across all climates was small (Hedges'  = 0.04; 95% CI: -0.09, 0.01) and statistically insignificant. However, two of the studies appear to have evaluated the effect of installing small amounts (less than 75 mm) of insulation. The other two studies, one of which was appraised as low risk of bias and the other involving air conditioning, found significant reductions in consumption. Two studies examined the impact of installing electric heat pumps. The average impact across studies was not statistically significant (Hedges'  = -0.11; 95% CI: -0.41, 0.20). However, there was substantial variation between the two studies. Replacing older pumps with more efficient versions significantly reduced electricity consumption in a colder climate (Hedges'  = -0.36; 95% CI, -0.57, -0.14) in a high risk of bias study. However, a low risk of bias study found a significant increase in electricity consumption from installing new heat pumps (Hedges'  = 0.09; 95% CI, 0.06, 0.12). Supplemental analyses in the latter study indicate that households also used the heat pumps for cooling and that the installed heat pumps most likely reduced overall energy consumption across all sources-that is, households used more electricity but less gas, wood and coal. Seven studies examined bundled REEIs where the households chose which EEMs to install (in five studies the installation occurred after an energy audit that recommended which EEMs to install). Overall, the studies estimated that installing an REEI bundle is associated with a significant reduction in energy consumption (Hedges'  = -0.36; 95% CI, -0.52, -0.19). In the two low risk of bias studies, conducted with mostly low-income households, installed bundles reduced energy consumption by a statistically significant amount (Hedges'  = -0.16; 95% CI, -0.13, -0.18).

AUTHORS' CONCLUSIONS: The 16 included studies indicate that installing REEIs can significantly reduce energy consumption. However, the same type of REEI installed in different studies caused different effects, indicating that effects are conditional on implementation and context. Exploring causes of this variation is usually not feasible because existing research often does not clearly report the features of installed interventions. Additional high quality impact evaluations should be commissioned in more diverse contexts (only one study was conducted in either Asia or Africa-both involved lighting interventions-and no studies were conducted in South America or Southern Europe).

摘要

背景

住宅部门排放的温室气体约占全球总量的17%,提高住宅建筑的能源效率有助于缓解气候变化。工程模型常被用于预测住宅能源效率干预措施(REEI)对能源消耗的影响,但实证研究发现,这些模型往往高估了REEI安装的实际影响。不同的实证研究对同一REEI的影响估计往往不同,这可能是由于实施、气候和人口的差异所致。本系统评价的资金由欧洲投资银行集团的评估部门提供。

目的

本评价旨在评估安装REEI对以下主要结果的有效性:能源消耗、能源可承受性、一氧化碳排放、空气质量指数和污染水平。

检索方法

我们于2020年11月检索了CAB文摘数据库、Econlit数据库、Greenfile数据库、Repec数据库、学术搜索完整版数据库、世界银行电子图书馆、科学网(SCI和SSCI)以及其他42个数据库。此外,我们在网站上搜索了灰色文献,检查了纳入研究和相关综述的参考文献列表,使用谷歌学术搜索引用纳入研究的文献,并联系了研究作者以获取任何正在进行和未发表的研究。我们共检索到13629项研究,先在标题和摘要层面进行筛选,然后进行全文筛选和数据提取。

入选标准

我们纳入了随机对照试验以及评估在世界任何地方安装REEI且进行了任何比较的准实验研究。

数据收集与分析

两名独立的评审员筛选研究的合格性、提取数据并评估偏倚风险。当有多项纳入研究针对同一类型REEI的相同安装情况并针对相似结果进行研究时,我们进行了荟萃分析。我们还进行了亚组分析。

主要结果

共有16项研究符合条件并纳入本评价:两项研究评估了高效照明的安装,三项研究评估了阁楼/顶楼隔热的安装,两项研究评估了高效热泵的安装,八项研究评估了一系列能源效率措施(EEM)的安装,一项研究评估了其他EEM。两项均未被评估为低偏倚风险的研究发现,照明干预可显著降低电能消耗(赫奇斯效应量=-0.29;95%置信区间[CI]:-0.48,-0.10)。所有其他干预均涉及供暖或制冷,其效果按气候较暖和较冷进行综合分析,然后再综合所有气候条件下的情况。四项研究考察了阁楼/顶楼隔热对能源消耗的影响,其中两项研究被评估为低偏倚风险。三项研究在较寒冷气候地区进行,以燃气消耗作为结果,一项研究在较温暖气候地区进行,以电能消耗(空调)作为结果。所有气候条件下的平均影响较小(赫奇斯效应量=0.04;95%CI:-0.09,0.01),且无统计学意义。然而,其中两项研究似乎评估的是安装少量(小于75毫米)隔热材料的效果。另外两项研究,其中一项被评估为低偏倚风险,另一项涉及空调,发现能耗有显著降低。两项研究考察了安装电动热泵的影响。各研究的平均影响无统计学意义(赫奇斯效应量=-0.11;95%CI:-0.41,0.20)。然而,两项研究之间存在很大差异。在一项高偏倚风险的研究中,用更高效的型号替换旧热泵在较寒冷气候下显著降低了电能消耗(赫奇斯效应量=-0.36;95%CI,-0.57,-0.14)。然而,一项低偏倚风险的研究发现,安装新热泵后电能消耗显著增加(赫奇斯效应量=0.09;95%CI,0.06,0.12)。后一项研究中的补充分析表明,家庭也使用热泵进行制冷,并且安装的热泵很可能降低了所有能源的总体消耗,即家庭用电增加,但燃气、木材和煤炭的使用减少。七项研究考察了一系列REEI,其中家庭可选择安装哪些EEM(在五项研究中,安装是在能源审计推荐应安装的EEM之后进行)。总体而言,这些研究估计安装一系列REEI与能源消耗的显著降低相关(赫奇斯效应量=-0.36;95%CI,-0.52,-0.19)。在两项低偏倚风险的研究中,主要针对低收入家庭进行,安装的一系列措施使能源消耗有统计学意义的降低(赫奇斯效应量=-0.16;95%CI,-0.13,-0.18)。

作者结论

纳入的16项研究表明,安装REEI可显著降低能源消耗。然而,不同研究中安装的同一类型REEI产生了不同的效果,这表明效果取决于实施情况和背景。探究这种差异的原因通常不可行,因为现有研究往往未清晰报告所安装干预措施的特征。应在更多样化的背景下开展更多高质量的影响评估(在亚洲或非洲仅各有一项研究——均涉及照明干预——而在南美洲或南欧没有开展任何研究)。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/ad70/8988770/97f2e86d0052/CL2-17-e1206-g003.jpg

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