Nantes Université, Univ Tours, CHU Nantes, INSERM, MethodS in Patients-centered outcomes and HEalth Research, SPHERE, 44200, Nantes, France.
DRCI, Methodology and Biostatistic Department, CHU Nantes, Nantes, France.
Neurocrit Care. 2023 Oct;39(2):339-347. doi: 10.1007/s12028-023-01705-5. Epub 2023 Mar 28.
Health-related quality of life (HRQoL) is clearly recognized as a patient-important outcome in patients with traumatic brain injury (TBI). Patient-reported outcomes are therefore often used and supposed to be directly reported by the patients without interpretation of their responses by a physician or anyone else. However, patients with TBI are often unable to self-report because of physical and/or cognitive impairments. Thus, proxy-reported measures, e.g., family members, are often used on the patient's behalf. Yet, many studies have reported that proxy and patient ratings differ and are noncomparable. However, most studies usually do not account for other potential confounding factors that may be associated with HRQoL. In addition, patients and proxies can interpret some items of the patient-reported outcomes differently. As a result, item responses may not only reflect patients' HRQoL but also the respondent's (patient or proxy) own perception of the items. This phenomenon, called differential item functioning (DIF), can lead to substantial differences between patient-reported and proxy-reported measures and compromise their comparability, leading to highly biased HRQoL estimates. Using data from the prospective multicenter continuous hyperosmolar therapy in traumatic brain-injured patients study (240 patients with HRQoL measured with the Short Form-36 (SF-36)), we assessed the comparability of patients' and proxies' reports by evaluating the extent to which items perception differs (i.e., DIF) between patients and proxies after controlling for potential confounders.
Items at risk of DIF adjusting for confounders were examined on the items of the role physical and role emotional domains of the SF-36.
Differential item functioning was evidenced in three out of the four items of the role physical domain measuring role limitations due to physical health problems and in one out of the three items of the role emotional domain measuring role limitations due to personal or emotional problems. Overall, despite an expected similar level of role limitations between patients who were able to respond and those for whom proxies responded, proxies tend to give more pessimistic responses than patients in the case of major role limitations and more optimistic responses than patients in the case of minor limitations.
Patients with moderate-to-severe TBI and proxies seem to have different perceptions of the items measuring role limitations due to physical or emotional problems, questioning the comparability of patient and proxy data. Therefore, aggregating proxy and patient responses may bias HRQoL estimates and alter medical decision-making based on these patient-important outcomes.
健康相关生活质量(HRQoL)在创伤性脑损伤(TBI)患者中被明确认为是患者重要的结局。因此,通常使用患者报告的结果,并假设这些结果是由患者直接报告的,而无需医生或其他任何人对其反应进行解释。然而,TBI 患者常常由于身体和/或认知障碍而无法自我报告。因此,通常会代表患者使用代理报告的措施,例如家庭成员。然而,许多研究报告称,代理和患者的评分存在差异且不可比较。然而,大多数研究通常没有考虑到可能与 HRQoL 相关的其他潜在混杂因素。此外,患者和代理人可能会对患者报告结果的某些项目有不同的解释。因此,项目反应不仅可能反映患者的 HRQoL,还可能反映应答者(患者或代理)对项目的自身感知。这种现象称为差异项目功能(DIF),可能导致患者报告和代理报告之间存在显著差异,并损害其可比性,从而导致 HRQoL 估计值存在严重偏差。使用来自前瞻性多中心连续高渗治疗创伤性脑损伤患者研究(240 名患者使用健康调查问卷 36 短表(SF-36)测量 HRQoL)的数据,我们通过评估在控制潜在混杂因素后患者和代理对项目感知的差异程度(即 DIF),来评估患者和代理报告的可比性。
在 SF-36 的身体角色和情感角色领域的项目中,检查了存在差异项目功能风险的项目,同时调整了混杂因素。
在身体角色领域的四个项目中有三个项目和情感角色领域的三个项目中有一个项目存在差异项目功能,这些项目都与身体健康问题导致的角色限制有关。总体而言,尽管能够回答问题的患者和需要代理人回答问题的患者预计会有类似的角色限制水平,但在主要角色限制的情况下,代理人往往会比患者给出更悲观的反应,而在次要限制的情况下,代理人往往会比患者给出更乐观的反应。
中重度 TBI 患者及其代理人似乎对身体或情感问题导致的角色限制项目有不同的感知,这质疑了患者和代理数据的可比性。因此,汇总代理和患者的反应可能会使 HRQoL 估计值产生偏差,并改变基于这些患者重要结局的医疗决策。