Department of Economics, University of Kassel, 34109 Kassel, Germany.
Department of Economics, University of Gothenburg, 405 30 Gothenburg, Sweden.
Proc Natl Acad Sci U S A. 2023 Oct 3;120(40):e2305075120. doi: 10.1073/pnas.2305075120. Epub 2023 Sep 25.
Enforcement is a challenge for effective international cooperation. In human rights and environmental law, along with many other domains of international cooperation, "naming and shaming" is often used as an enforcement mechanism in the absence of stronger alternatives. Naming and shaming hinges on the ability to identify countries whose efforts are inadequate and effectively shame them toward better behavior. Research on this approach has struggled to identify factors that explain when it influences state behavior in ways that lead to more cooperation. Via survey of a large (N = 910) novel sample of experienced diplomats involved in the design of the Paris Agreement, we find support for the proposition that naming and shaming is most accepted and effective in influencing the behavior of countries that have high-quality political institutions, strong internal concern about climate change, and ambitious and credible international climate commitments. Naming and shaming appears less effective in other countries, so further enforcement mechanisms will be needed for truly global cooperation. We also find that the climate diplomacy experts favor a process of naming and shaming that relies on official intergovernmental actors, in contrast with studies suggesting that NGOs, media, and other private actors are more effective at naming and shaming. We suggest that these tensions-the inability for naming and shaming to work effectively within the countries least motivated for climate action and the preference for namers and shamers that seem least likely to be effective-will become central policy debates around making cooperation on climate change more enforceable.
执行对于有效的国际合作来说是一个挑战。在人权和环境法领域,以及国际合作的许多其他领域,“点名批评”通常被用作缺乏更强有力替代方案的执行机制。点名批评取决于识别那些努力不足的国家并有效地促使他们改善行为的能力。关于这种方法的研究一直难以确定哪些因素可以解释它以促使更多合作的方式影响国家行为。通过对参与《巴黎协定》设计的大量(N=910)经验丰富的外交官进行的调查,我们发现了以下观点的支持:在影响那些政治制度质量高、对气候变化有强烈内部关注以及有雄心和可信的国际气候承诺的国家的行为方面,点名批评是最被接受和最有效的。在其他国家,点名批评的效果较差,因此需要进一步的执行机制来实现真正的全球合作。我们还发现,气候外交专家赞成依赖政府间官方行为体的点名批评程序,而与研究表明非政府组织、媒体和其他私人行为体在点名批评方面更有效的观点相反。我们认为,这些紧张局势——在最没有动力采取气候行动的国家,点名批评无法有效发挥作用,而那些似乎最不可能有效的点名者和批评者受到青睐——将成为围绕使气候变化合作更具可执行性的核心政策辩论。