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科学家对法庭上科学证据的看法。

A scientist's take on scientific evidence in the courtroom.

机构信息

The Salk Institute for Biological Studies, La Jolla, CA 92037.

出版信息

Proc Natl Acad Sci U S A. 2023 Oct 10;120(41):e2301839120. doi: 10.1073/pnas.2301839120. Epub 2023 Oct 2.

Abstract

Scientific evidence is frequently offered to answer questions of fact in a court of law. DNA genotyping may link a suspect to a homicide. Receptor binding assays and behavioral toxicology may testify to the teratogenic effects of bug repellant. As for any use of science to inform fateful decisions, the immediate question raised is one of credibility: Is the evidence a product of valid methods? Are results accurate and reproducible? While the rigorous criteria of modern science seem a natural model for this evaluation, there are features unique to the courtroom that make the decision process scarcely recognizable by normal standards of scientific investigation. First, much science lies beyond the ken of those who must decide; outside "experts" must be called upon to advise. Second, questions of fact demand immediate resolution; decisions must be based on the science of the day. Third, in contrast to the generative adversarial process of scientific investigation, which yields successive approximations to the truth, the truth-seeking strategy of American courts is terminally adversarial, which risks fracturing knowledge along lines of discord. Wary of threats to credibility, courts have adopted formal rules for determining whether scientific testimony is trustworthy. Here, I consider the effectiveness of these rules and explore tension between the scientists' ideal that momentous decisions should be based upon the highest standards of evidence and the practical reality that those standards are difficult to meet. Justice lies in carefully crafted compromise that benefits from robust bonds between science and law.

摘要

科学证据经常被用来回答法庭上的事实问题。DNA 基因分型可以将嫌疑人与杀人案联系起来。受体结合分析和行为毒理学可以证明驱虫剂的致畸作用。至于任何使用科学来为重大决策提供信息的情况,立即提出的问题是可信度问题:证据是有效方法的产物吗?结果是否准确且可重复?虽然现代科学的严格标准似乎是这种评估的自然模型,但法庭上有一些独特的特征,使得决策过程几乎无法被正常的科学调查标准所识别。首先,许多科学超出了必须做出决定的人的理解范围;必须请外部“专家”提供咨询。其次,事实问题需要立即解决;决策必须基于当天的科学。第三,与产生真相的科学调查的生成对抗过程形成对比,美国法院的寻真策略是终局对抗的,这有可能沿着不和谐的线分裂知识。出于对可信度的威胁,法院已经采用了确定科学证词是否可信的正式规则。在这里,我考虑这些规则的有效性,并探讨科学家的理想与实践现实之间的紧张关系,即重大决策应该基于最高证据标准,而这些标准很难达到。正义在于精心制定的妥协,这种妥协得益于科学和法律之间的牢固联系。

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