Centre for Trials Research, Cardiff University, Cardiff, UK.
PRIME Centre Wales, Cardiff, UK.
BMC Med Ethics. 2024 Jul 23;25(1):80. doi: 10.1186/s12910-024-01081-5.
Health and care research involving people who lack capacity to consent requires an alternative decision maker to decide whether they participate or not based on their 'presumed will'. However, this is often unknown. Advance research planning (ARP) is a process for people who anticipate periods of impaired capacity to prospectively express their preferences about research participation and identify who they wish to be involved in future decisions. This may help to extend individuals' autonomy by ensuring that proxy decisions are based on their actual wishes. This qualitative study aimed to explore stakeholders' views about the acceptability and feasibility of ARP and identify barriers and facilitators to its implementation in the UK.
We conducted semi-structured interviews with 27 researchers, practitioners, and members of the public who had participated in a preceding survey. Interviews were conducted remotely between April and November 2023. Data were analysed thematically.
Participants were supportive of the concept of ARP, with differing amounts of support for the range of possible ARP activities depending on the context. Six main themes were identified: (1) Planting a seed - creating opportunities to initiate/engage with ARP; (2) A missing part of the puzzle - how preferences expressed through ARP could help inform decisions; (3) Finding the sweet spot - optimising the timing of ARP; (4) More than a piece of paper - finding the best mode for recording preferences; (5) Keeping the door open to future opportunities - minimising the risk of unintended consequences; and (6) Navigating with a compass - principles underpinning ARP to ensure safeguarding and help address inequalities. Participants also identified a number of implementation challenges, and proposed facilitative strategies that might overcome them which included embedding advance research planning in existing future planning processes and research-focused activities.
This study provides a routemap to implementing ARP in the UK to enable people anticipating impaired capacity to express their preferences about research, thus ensuring greater opportunities for inclusion of this under-served group, and addressing the decisional burden experienced by some family members acting as proxies. Development of interventions and guidance to support ARP is needed, with a focus on ensuring accessibility.
涉及无能力同意的人健康和护理研究需要一个替代决策者,根据他们的“推定意愿”来决定他们是否参与。然而,这通常是未知的。预先研究计划 (ARP) 是一种针对预计会在未来一段时间内丧失能力的人,以便他们能够前瞻性地表达对研究参与的偏好,并确定他们希望未来的决策由谁参与的过程。这可以通过确保代理决策基于他们的实际意愿来帮助扩大个人的自主权。这项定性研究旨在探讨利益相关者对 ARP 的可接受性和可行性的看法,并确定在英国实施 ARP 的障碍和促进因素。
我们对 27 名研究人员、从业者和参与了之前调查的公众进行了半结构化访谈。访谈于 2023 年 4 月至 11 月远程进行。数据采用主题分析法进行分析。
参与者支持 ARP 的概念,但根据具体情况,对 ARP 可能开展的各种活动的支持程度不同。确定了六个主要主题:(1)播种——创造机会启动/参与 ARP;(2)拼图的缺失部分——通过 ARP 表达的偏好如何帮助做出决策;(3)找到最佳点——优化 ARP 的时间;(4)不仅仅是一张纸——找到记录偏好的最佳模式;(5)为未来机会敞开大门——尽量减少意外后果的风险;(6)有指南针导航——ARP 所依据的原则,以确保保障和帮助解决不平等问题。参与者还确定了一些实施挑战,并提出了一些促进性策略,以克服这些挑战,包括将预先研究计划嵌入到现有的未来规划流程和以研究为重点的活动中。
本研究为在英国实施 ARP 提供了路线图,使预期会丧失能力表达对研究偏好的人能够这样做,从而为这个服务不足的群体提供更多的参与机会,并解决一些作为代理人的家庭成员所面临的决策负担。需要开发干预措施和指导方针来支持 ARP,并注重确保其可及性。