Mo Fei, Ren Yaoyao
School of International Organizations, Beijing Foreign Studies University, 19 Xisanhuan North Road, Beijing, 100089, China.
Commodity Research Institute, China Risun Group Limited, Bldg. 1 Risun Plaza, 6 Sihezhuang Road, Beijing, 100070, China.
Heliyon. 2024 Sep 7;10(18):e37621. doi: 10.1016/j.heliyon.2024.e37621. eCollection 2024 Sep 30.
Government subsidies are the backbone of the large-scale Coal to Clean Heating Policy launched in China in 2017. We analyze data from 27 pilot cities from 2017 to 2019. We use a slacks-based measure model with undesirable outputs to evaluate the optimal design of central and local government subsidies under the policy. While the overall efficiency is high, provincial capitals and cities with lower economic development levels show less efficiency. Our findings suggest that distributing central government subsidies based solely on administrative levels is not the best way to achieve perfect efficiency. Additionally, perfect efficiency at the city level may take years to achieve. A sweeping phase-out of government subsidies could lead to undesirable policy outcomes. Content analysis of normative documents from the six best-performing cities and six least efficient cities indicates that better-formulated legal and policy documents may contribute to higher efficiency. As lessons for designing and evaluating large-scale energy policies, we recommend considering 17 factors that could impact subsidy efficiency. We also suggest implementing a progressive phase-out schedule as a measure of policy efficiency and identifying factors that could ensure the long-term success of nationally implemented government subsidies.
政府补贴是中国2017年推出的大规模煤改清洁能源政策的支柱。我们分析了2017年至2019年27个试点城市的数据。我们使用基于松弛变量的非期望产出模型来评估该政策下中央和地方政府补贴的最优设计。虽然整体效率较高,但省会城市和经济发展水平较低的城市效率较低。我们的研究结果表明,仅根据行政级别分配中央政府补贴并非实现完美效率的最佳方式。此外,城市层面的完美效率可能需要数年时间才能实现。全面取消政府补贴可能会导致不理想的政策结果。对表现最佳的六个城市和效率最低的六个城市的规范性文件进行的内容分析表明,制定得更好的法律和政策文件可能有助于提高效率。作为设计和评估大规模能源政策的经验教训,我们建议考虑可能影响补贴效率的17个因素。我们还建议实施逐步淘汰计划作为衡量政策效率的一项措施,并确定能够确保全国实施的政府补贴长期成功的因素。