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一个用于监测和评估健康影响评估的新框架:利用法国案例研究和评估文献。

A New Framework for Monitoring and Evaluating Health Impact Assessment: Capitalising on a French Case Study with the Literature in Evaluation.

机构信息

Univ Rennes, EHESP, CNRS, ARENES-UMR 6051, F-35000 Rennes, France.

出版信息

Int J Environ Res Public Health. 2024 Sep 19;21(9):1240. doi: 10.3390/ijerph21091240.

DOI:10.3390/ijerph21091240
PMID:39338123
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC11431069/
Abstract

Health impact assessment (HIA) is a prospective approach that aims to identify the potential consequences of policies or projects on health in order to propose measures to make them healthier. Initiated in the late nineties, the approach emerged over ten years ago in France. However, the evaluation of HIA effectiveness remains seldomly practised and its theoretical background should be deepened. The aim of this article is to generate a discussion on how to evaluate HIA effectiveness and contribute to its methodological tooling, drawing on an evaluative experience of multiple French HIAs. Our work is based on an iterative approach between an analysis of the evaluation literature and a critical look at an HIA evaluation. We first carried out the evaluation of three HIAs in 2017-2018, combining a normative approach and qualitative research in order to explore each HIA as a phenomenon in its own context. Two years later, we conducted a self-assessing expertise on this evaluation, supported by an analysis of the literature in the field of public policy evaluation, in order to refine the theoretical framework for evaluating HIA effectiveness and ultimately to enhance professional practice by evaluators. This work led to the production of a logic model that identifies, through three dimensions (context, implementation and governance), the multiple pathways that HIA may take to bring about change. It also seeks to show the interdependence of these pathways towards change and helps identify the key drivers and mechanisms of HIA success. In this respect, it complements existing HIA evaluation models as it can serve both as a generic framework for evaluating HIA effectiveness and as an instrument for monitoring HIA implementation.

摘要

健康影响评估(HIA)是一种前瞻性方法,旨在识别政策或项目对健康的潜在影响,以便提出使政策或项目更健康的措施。该方法于 90 年代末发起,十多年前在法国出现。然而,HIA 效果的评估很少实施,其理论背景应该得到深化。本文旨在就如何评估 HIA 效果展开讨论,并借鉴多项法国 HIA 的评估经验,为其方法工具提供帮助。

我们的工作基于评估文献分析与对 HIA 评估的批判性观察之间的迭代方法。首先,我们在 2017-2018 年对三个 HIA 进行了评估,结合规范方法和定性研究,以在其各自的背景下探索每个 HIA 作为一种现象。两年后,我们对该评估进行了自我评估专业知识,得到了公共政策评估领域文献的支持,以完善评估 HIA 效果的理论框架,并最终通过评估人员增强专业实践。这项工作产生了一个逻辑模型,通过三个维度(背景、实施和治理),确定了 HIA 可能带来变革的多种途径。它还试图展示这些变革途径的相互依存关系,并帮助确定 HIA 成功的关键驱动因素和机制。在这方面,它补充了现有的 HIA 评估模型,因为它既可以作为评估 HIA 效果的通用框架,也可以作为监测 HIA 实施的工具。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/f609/11431069/fdd9c98e54c0/ijerph-21-01240-g001.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/f609/11431069/fdd9c98e54c0/ijerph-21-01240-g001.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/f609/11431069/fdd9c98e54c0/ijerph-21-01240-g001.jpg

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本文引用的文献

1
Let's Be Clear-Health Impact Assessments or Assessing Health Impacts?我们要明确——健康影响评估还是评估健康影响?
Public Health Rev. 2024 Aug 5;45:1607722. doi: 10.3389/phrs.2024.1607722. eCollection 2024.
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A Comparative Analysis of Health Impact Assessment Implementation Models in the Regions of Montérégie (Québec, Canada) and Nouvelle-Aquitaine (France).蒙特利尔大区(加拿大魁北克)与新阿基坦大区(法国)健康影响评估实施模式的比较分析。
Int J Environ Res Public Health. 2020 Sep 9;17(18):6558. doi: 10.3390/ijerph17186558.
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Current Global Health Impact Assessment Practice.当前全球健康影响评估实践。
Int J Environ Res Public Health. 2020 Apr 25;17(9):2988. doi: 10.3390/ijerph17092988.
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Health Impact Assessments in Spain: Have They Been Effective?西班牙的健康影响评估:它们是否有效?
Int J Environ Res Public Health. 2020 Apr 24;17(8):2959. doi: 10.3390/ijerph17082959.
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Contribution analysis to analyze the effects of the health impact assessment at the local level: A case of urban revitalization.对地方层面健康影响评估效果的贡献分析:以城市复兴为例。
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Avenues of Influence: the Relationship between Health Impact Assessment and Determinants of Health and Health Equity.影响途径:健康影响评估与健康决定因素和健康公平性的关系。
J Urban Health. 2018 Oct;95(5):754-764. doi: 10.1007/s11524-018-0263-5.
8
Effectiveness of Health Impact Assessments: A Synthesis of Data From Five Impact Evaluation Reports.健康影响评估的有效性:来自五份影响评估报告的数据综合
Prev Chronic Dis. 2016 Jun 30;13:E84. doi: 10.5888/pcd13.150559.
9
Evaluation of the effects of health impact assessment practice at the local level in Monteregie.蒙特利尔地区地方层面健康影响评估实践效果评估
Health Res Policy Syst. 2016 Jan 27;14:7. doi: 10.1186/s12961-016-0076-5.
10
What makes health impact assessments successful? Factors contributing to effectiveness in Australia and New Zealand.是什么让健康影响评估取得成功?澳大利亚和新西兰影响其有效性的因素。
BMC Public Health. 2015 Oct 3;15:1009. doi: 10.1186/s12889-015-2319-8.