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中等收入国家在公共卫生危机期间借用监管能力:巴西、监管依赖与新冠疫苗监管政治

Borrowing regulatory capacity in middle-income countries during public health crises: Brazil, regulatory reliance, and the politics of COVD-19 vaccine regulation.

作者信息

Fonseca Elize Massard da, Nachlis Herschel S, Thomson Kyle, Jarman Holly

机构信息

Sao Paulo School of Business Administration, Getulio Vargas Foundation, Rua Itapeva, 474, Sao Paulo, SP, Brazil.

Department of Government, Rockefeller Center for Public Policy, Dartmouth College, HB6108, Hanover, NH, 03755, USA.

出版信息

Soc Sci Med. 2025 Jan;365:117563. doi: 10.1016/j.socscimed.2024.117563. Epub 2024 Nov 27.

DOI:10.1016/j.socscimed.2024.117563
PMID:39705755
Abstract

The COVID-19 pandemic underscored the critical role of states' regulatory capacities. Countries had to authorize novel vaccine technologies in the context of scientific uncertainty and political pressure, issues particularly acute in middle-income countries (MICs) less familiar with the procedures needed to streamline regulatory processes during a crisis. How did regulatory agencies in countries still building their regulatory capacities expedite the authorization of new COVID-19 vaccines to combat the pandemic? How did they navigate political pressures to expedite vaccine approval while maintaining safety and efficacy standards? We explore these questions through the case of Brazil, which has one of Latin America's most highly-regarded regulatory authorities, but was subject to acute political conflicts. In response to these tensions, the Brazilian National Health Surveillance Agency (Anvisa) leveraged "regulatory reliance" to expedite the authorization of COVID-19 vaccines. Regulatory reliance, the practice of relying on the decisions and procedures of external advanced regulatory agencies, allowed Anvisa to bolster its internal capacity and navigate domestic political challenges. This paper highlights the dual benefits of regulatory reliance: enhancing regulatory efficiency during crises and mitigating politicization pressures. The findings demonstrate that MICs can better respond to public health emergencies by integrating external expertise, thus contributing to global regulatory resilience. In addition, the implications extend to broader regulatory political economy discussions, suggesting that reliance mechanisms can fortify less mature regulatory systems and promote convergence even in the absence of global harmonization.

摘要

新冠疫情凸显了各国监管能力的关键作用。各国不得不在科学不确定性和政治压力的背景下批准新型疫苗技术,这些问题在对危机期间简化监管流程所需程序不太熟悉的中等收入国家(MIC)尤为尖锐。那些仍在建设监管能力的国家的监管机构是如何加快新型新冠疫苗的批准以抗击疫情的?它们是如何在加快疫苗审批的同时应对政治压力,又能维持安全和有效性标准的?我们通过巴西的案例来探讨这些问题,巴西拥有拉丁美洲最受赞誉的监管机构之一,但也面临着尖锐的政治冲突。为应对这些紧张局势,巴西国家卫生监督局(Anvisa)利用“监管依赖”来加快新冠疫苗的批准。监管依赖,即依赖外部先进监管机构的决定和程序的做法,使Anvisa得以增强其内部能力并应对国内政治挑战。本文强调了监管依赖的双重好处:在危机期间提高监管效率以及减轻政治化压力。研究结果表明,中等收入国家可以通过整合外部专业知识更好地应对突发公共卫生事件,从而增强全球监管韧性。此外,其影响还延伸到更广泛的监管政治经济学讨论中,表明依赖机制可以强化不太成熟的监管体系,甚至在缺乏全球协调的情况下促进趋同。

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