Wu Haiyang, Zhou Hui, Liu Chang, Cheng Gang, Pang Yusong
School of Mechanical and Electrical Engineering, China University of Mining and Technology, Xuzhou 221116, China.
School of Chemical Engineering and Technology, China University of Mining and Technology, Xuzhou 221116, China.
Sensors (Basel). 2025 Jun 30;25(13):4067. doi: 10.3390/s25134067.
To address the limitations in time-frequency feature representation of shearer arm gear faults and the issues of parameter redundancy and low training efficiency in standard convolutional neural networks (CNNs), this study proposes a diagnostic method based on an improved S-transform and a Depthwise Separable Convolutional Neural Network (DSCNN). First, the improved S-transform is employed to perform time-frequency analysis on the vibration signals, converting the original one-dimensional signals into two-dimensional time-frequency images to fully preserve the fault characteristics of the gear. Then, a neural network model combining standard convolution and depthwise separable convolution is constructed for fault identification. The experimental dataset includes five gear conditions: tooth deficiency, tooth breakage, tooth wear, tooth crack, and normal. The performance of various frequency-domain and time-frequency methods-Wavelet Transform, Fourier Transform, S-transform, and Gramian Angular Field (GAF)-is compared using the same network model. Furthermore, Grad-CAM is applied to visualize the responses of key convolutional layers, highlighting the regions of interest related to gear fault features. Finally, four typical CNN architectures are analyzed and compared: Deep Convolutional Neural Network (DCNN), InceptionV3, Residual Network (ResNet), and Pyramid Convolutional Neural Network (PCNN). Experimental results demonstrate that frequency-domain representations consistently outperform raw time-domain signals in fault diagnosis tasks. Grad-CAM effectively verifies the model's accurate focus on critical fault features. Moreover, the proposed method achieves high classification accuracy while reducing both training time and the number of model parameters.
为了解决采煤机摇臂齿轮故障的时频特征表示方面的局限性以及标准卷积神经网络(CNN)中参数冗余和训练效率低的问题,本研究提出了一种基于改进的S变换和深度可分离卷积神经网络(DSCNN)的诊断方法。首先,采用改进的S变换对振动信号进行时频分析,将原始的一维信号转换为二维时频图像,以充分保留齿轮的故障特征。然后,构建一个结合标准卷积和深度可分离卷积的神经网络模型用于故障识别。实验数据集包括五种齿轮状态:缺齿、断齿、磨损、裂纹和正常。使用相同的网络模型比较了各种频域和时频方法——小波变换、傅里叶变换、S变换和格拉姆角场(GAF)的性能。此外,应用Grad-CAM来可视化关键卷积层的响应,突出与齿轮故障特征相关的感兴趣区域。最后,分析并比较了四种典型的CNN架构:深度卷积神经网络(DCNN)、InceptionV3、残差网络(ResNet)和金字塔卷积神经网络(PCNN)。实验结果表明,在故障诊断任务中,频域表示始终优于原始时域信号。Grad-CAM有效地验证了模型对关键故障特征的准确关注。此外,所提出的方法在减少训练时间和模型参数数量的同时,实现了高分类准确率。