Budowle B, Monson K L, Giusti A M, Brown B L
Forensic Science Research and Training Center, FBI Academy, Quantico, VA.
J Forensic Sci. 1994 Jul;39(4):988-1008.
Concerns have been raised about hypothetical problems arising from the use of statistics for determining the likelihood of occurrence of DNA profiles for forensic purposes. A major contention is that reference databases based on subgroups of a major population category rather than on general (or major) population groups, might yield large differences in the estimated likelihood of occurrence of DNA profiles. This hypothetical issue is based on the assertion by some people that the differences among subgroups within a race would be greater than between races (at least for forensic purposes). To evaluate the effects of the above concern the likelihood of occurrence of 615 Hinf I-generated target DNA profiles was estimated using fixed bin frequencies from various ethnic databases and the multiplication rule. Based on the data in this study, differences in allele frequencies at a particular locus do not have substantial effects on VNTR profile frequency estimates when subgroup reference databases from within a major population group are compared. In contrast, the greatest variation in statistical estimates occurs across-major population groups. Therefore, the assertion, by some critics that the differences among subgroups within a race would be greater than between races (at least for forensic purposes), is unfounded. The data in the study support that comparisons across major population groups provide valid estimates of DNA profile frequencies without forensically significant consequences. The data do not support the need for alternate procedures, such as the ceiling principle approach, for deriving statistical estimates of DNA profile frequencies.
对于将统计学用于法医目的来确定DNA图谱出现概率所产生的假设性问题,人们已提出了担忧。一个主要的争议点在于,基于主要人口类别中的亚组而非一般(或主要)人口群体的参考数据库,可能会在DNA图谱出现概率的估计上产生巨大差异。这个假设性问题是基于一些人的断言,即一个种族中亚组之间的差异会大于种族之间的差异(至少在法医方面)。为了评估上述担忧的影响,使用来自不同种族数据库的固定区间频率和乘法规则,对615个Hinf I产生的目标DNA图谱的出现概率进行了估计。基于本研究中的数据,当比较主要人口群体内的亚组参考数据库时,特定基因座上等位基因频率的差异对VNTR图谱频率估计没有实质性影响。相比之下,统计估计中最大的差异出现在不同主要人口群体之间。因此,一些批评者断言一个种族中亚组之间的差异会大于种族之间的差异(至少在法医方面),这是没有根据的。该研究中的数据支持,跨主要人口群体的比较能够提供有效的DNA图谱频率估计,且不会产生法医上的重大后果。这些数据不支持需要诸如上限原则方法等替代程序来推导DNA图谱频率的统计估计。