Ten Have Thomas R, Joffe Marshall, Cary Mark
Department of Biostatistics and Epidemiology, University of Pennsylvania School of Medicine, Blockley Hall, 6th FLR, 423 Guardian Dr., Philadelphia, PA 19104-6021, USA.
Stat Med. 2003 Apr 30;22(8):1255-83. doi: 10.1002/sim.1401.
We propose a method for estimating the marginal causal log-odds ratio for binary outcomes under treatment non-compliance in placebo-randomized trials. This estimation method is a marginal alternative to the causal logistic approach by Nagelkerke et al. (2000) that conditions on partially unknown compliance (that is, adherence to treatment) status, and also differs from previous approaches that estimate risk differences or ratios in subgroups defined by compliance status. The marginal causal method proposed in this paper is based on an extension of Robins' G-estimation approach for fitting linear or log-linear structural nested models to a logistic model. Comparing the marginal and conditional causal log-odds ratio estimates provides a way of assessing the magnitude of unmeasured confounding of the treatment effect due to treatment non-adherence. More specifically, we show through simulations that under weak confounding, the conditional and marginal procedures yield similar estimates, whereas under stronger confounding, they behave differently in terms of bias and confidence interval coverage. The parametric structures that represent such confounding are not identifiable. Hence, the proof of consistency of causal estimators and corresponding simulations are based on two different models that fully identify the causal effects being estimated. These models differ in the way that compliance is related to potential outcomes, and thus differ in the way that the causal effect is identified. The simulations also show that the proposed marginal causal estimation approach performs well in terms of bias under the different levels of confounding due to non-adherence and under different causal logistic models. We also provide results from the analyses of two data sets further showing how a comparison of the marginal and conditional estimators can help evaluate the magnitude of confounding due to non-adherence.
我们提出了一种方法,用于估计安慰剂随机试验中治疗不依从情况下二元结局的边际因果对数优势比。这种估计方法是Nagelkerke等人(2000年)因果逻辑方法的一种边际替代方法,该方法以部分未知的依从性(即对治疗的坚持)状态为条件,并且也不同于先前在由依从性状态定义的亚组中估计风险差异或比率的方法。本文提出的边际因果方法基于Robins的G估计方法的扩展,用于将线性或对数线性结构嵌套模型拟合到逻辑模型。比较边际和条件因果对数优势比估计提供了一种评估由于治疗不依从导致的治疗效果未测量混杂程度的方法。更具体地说,我们通过模拟表明,在弱混杂情况下,条件和边际程序产生相似的估计,而在更强的混杂情况下,它们在偏差和置信区间覆盖方面表现不同。表示这种混杂的参数结构是不可识别的。因此,因果估计量一致性的证明和相应的模拟基于两个不同的模型,这两个模型完全识别所估计的因果效应。这些模型在依从性与潜在结局的关系方式上有所不同,因此在因果效应的识别方式上也有所不同。模拟还表明,所提出的边际因果估计方法在由于不依从导致的不同混杂水平下以及在不同的因果逻辑模型下,在偏差方面表现良好。我们还提供了两个数据集的分析结果,进一步展示了边际和条件估计量的比较如何有助于评估由于不依从导致的混杂程度。