Pollak Eli, Talkner Peter
Chemical Physics Department, Weizmann Institute of Science, 76100 Rehovot, Israel.
Chaos. 2005 Jun;15(2):26116. doi: 10.1063/1.1858782.
A brief history is presented, outlining the development of rate theory during the past century. Starting from Arrhenius [Z. Phys. Chem. 4, 226 (1889)], we follow especially the formulation of transition state theory by Wigner [Z. Phys. Chem. Abt. B 19, 203 (1932)] and Eyring [J. Chem. Phys. 3, 107 (1935)]. Transition state theory (TST) made it possible to obtain quick estimates for reaction rates for a broad variety of processes even during the days when sophisticated computers were not available. Arrhenius' suggestion that a transition state exists which is intermediate between reactants and products was central to the development of rate theory. Although Wigner gave an abstract definition of the transition state as a surface of minimal unidirectional flux, it took almost half of a century until the transition state was precisely defined by Pechukas [Dynamics of Molecular Collisions B, edited by W. H. Miller (Plenum, New York, 1976)], but even this only in the realm of classical mechanics. Eyring, considered by many to be the father of TST, never resolved the question as to the definition of the activation energy for which Arrhenius became famous. In 1978, Chandler [J. Chem. Phys. 68, 2959 (1978)] finally showed that especially when considering condensed phases, the activation energy is a free energy, it is the barrier height in the potential of mean force felt by the reacting system. Parallel to the development of rate theory in the chemistry community, Kramers published in 1940 [Physica (Amsterdam) 7, 284 (1940)] a seminal paper on the relation between Einstein's theory of Brownian motion [Einstein, Ann. Phys. 17, 549 (1905)] and rate theory. Kramers' paper provided a solution for the effect of friction on reaction rates but left us also with some challenges. He could not derive a uniform expression for the rate, valid for all values of the friction coefficient, known as the Kramers turnover problem. He also did not establish the connection between his approach and the TST developed by the chemistry community. For many years, Kramers' theory was considered as providing a dynamic correction to the thermodynamic TST. Both of these questions were resolved in the 1980s when Pollak [J. Chem. Phys. 85, 865 (1986)] showed that Kramers' expression in the moderate to strong friction regime could be derived from TST, provided that the bath, which is the source of the friction, is handled at the same level as the system which is observed. This then led to the Mel'nikov-Pollak-Grabert-Hanggi [Mel'nikov and Meshkov, J. Chem. Phys. 85, 1018 (1986); Pollak, Grabert, and Hanggi, ibid. 91, 4073 (1989)] solution of the turnover problem posed by Kramers. Although classical rate theory reached a high level of maturity, its quantum analog leaves the theorist with serious challenges to this very day. As noted by Wigner [Trans. Faraday Soc. 34, 29 (1938)], TST is an inherently classical theory. A definite quantum TST has not been formulated to date although some very useful approximate quantum rate theories have been invented. The successes and challenges facing quantum rate theory are outlined. An open problem which is being investigated intensively is rate theory away from equilibrium. TST is no longer valid and cannot even serve as a conceptual guide for understanding the critical factors which determine rates away from equilibrium. The nonequilibrium quantum theory is even less well developed than the classical, and suffers from the fact that even today, we do not know how to solve the real time quantum dynamics for systems with "many" degrees of freedom.
本文简要回顾了过去一个世纪速率理论的发展历程。从阿仑尼乌斯(《物理化学杂志》4, 226 (1889))开始,我们特别关注维格纳(《物理化学杂志》B辑19, 203 (1932))和艾林(《化学物理杂志》3, 107 (1935))对过渡态理论的阐述。过渡态理论(TST)使得即使在没有精密计算机的年代,也能够对各种过程的反应速率进行快速估算。阿仑尼乌斯提出反应物和产物之间存在一个过渡态,这一观点是速率理论发展的核心。尽管维格纳将过渡态抽象地定义为最小单向通量的表面,但直到皮丘卡斯(载于W. H. 米勒编辑的《分子碰撞动力学B》(Plenum,纽约,1976))才在近半个世纪后精确地定义了过渡态,不过这仅在经典力学领域。被许多人视为TST之父的艾林,从未解决阿仑尼乌斯因之成名的活化能定义问题。1978年,钱德勒(《化学物理杂志》68, 2959 (1978))最终表明,特别是考虑凝聚相时,活化能是一种自由能,它是反应体系在平均力势中的势垒高度。在化学界发展速率理论的同时,克莱默斯于1940年发表了一篇关于爱因斯坦布朗运动理论(爱因斯坦,《物理学年鉴》17, 549 (1905))与速率理论关系的开创性论文(《阿姆斯特丹物理》7, 284 (1940))。克莱默斯的论文解决了解摩擦对反应速率的影响问题,但也给我们留下了一些挑战。他无法推导出一个对所有摩擦系数值都有效的统一速率表达式,即所谓的克莱默斯翻转问题。他也没有建立起自己的方法与化学界发展的TST之间的联系。多年来,克莱默斯理论被认为是对热力学TST的动态修正。这两个问题在20世纪80年代得到了解决,当时波拉克(《化学物理杂志》85, 865 (1986))表明,在中等至强摩擦区域,克莱默斯的表达式可以从TST推导出来,前提是作为摩擦源的浴与被观测的体系处于同一处理水平。这进而导致了梅尔尼科夫 - 波拉克 - 格拉伯特 - 杭吉(梅尔尼科夫和梅什科夫,《化学物理杂志》85, 1018 (1986);波拉克、格拉伯特和杭吉,同上91, 4073 (1989))对克莱默斯提出的翻转问题的解决方案。尽管经典速率理论已达到高度成熟的水平,但其量子类似理论至今仍给理论家带来严峻挑战。正如维格纳(《法拉第学会会报》34, 29 (1938))所指出的,TST本质上是一个经典理论。尽管已经发明了一些非常有用的近似量子速率理论,但至今尚未形成确定的量子TST。本文概述了量子速率理论面临的成功与挑战。一个正在深入研究的开放问题是远离平衡态的速率理论。TST不再有效,甚至不能作为理解决定远离平衡态速率的关键因素的概念指南。非平衡量子理论比经典理论发展得更不完善,并且存在这样一个问题,即即使在今天,我们仍然不知道如何求解具有“多个”自由度的体系的实时量子动力学。