Centro Cochrane Italiano, Istituto Ricerche Farmacologiche Mario Negri, Milano, Italia.
Health Res Policy Syst. 2011 Jun 24;9:26. doi: 10.1186/1478-4505-9-26.
How to assess the impact of research is of growing interest to funders, policy makers and researchers mainly to understand the value of investments and to increase accountability. Broadly speaking the term "research impact" refers to the contribution of research activities to achieve desired societal outcomes. The aim of this overview is to identify the most common approaches to research impact assessment, categories of impact and their respective indicators.
We systematically searched the relevant literature (PubMed, The Cochrane Library (1990-2009)) and funding agency websites. We included systematic reviews, theoretical and methodological papers, and empirical case-studies on how to evaluate research impact. We qualitatively summarised the included reports, as well the conceptual frameworks.
We identified twenty-two reports belonging to four systematic reviews and 14 primary studies. These publications reported several theoretical frameworks and methodological approaches (bibliometrics, econometrics, ad hoc case studies). The "payback model" emerged as the most frequently used. Five broad categories of impact were identified: a) advancing knowledge, b) capacity building, c) informing decision-making, d) health benefits, e) broad socio-economic benefits. For each proposed category of impact we summarized a set of indicators whose pros and cons are presented and briefly discussed.
This overview is a comprehensive, yet descriptive, contribution to summarize the conceptual framework and taxonomy of an heterogeneous and evolving area of research. A shared and comprehensive conceptual framework does not seem to be available yet and its single components (epidemiologic, economic, and social) are often valued differently in different models.
如何评估研究的影响,是资助者、政策制定者和研究人员越来越感兴趣的话题,主要是为了了解投资的价值并提高问责制。广义上讲,“研究影响”一词是指研究活动为实现预期的社会成果所做的贡献。本综述的目的是确定研究影响评估最常用的方法、影响类别及其各自的指标。
我们系统地搜索了相关文献(PubMed、The Cochrane Library(1990-2009))和资助机构的网站。我们包括了系统评价、理论和方法论文,以及关于如何评估研究影响的实证案例研究。我们对纳入的报告以及概念框架进行了定性总结。
我们确定了属于四个系统评价和 14 个主要研究的 22 份报告。这些出版物报告了几种理论框架和方法方法(文献计量学、计量经济学、专门案例研究)。“回报模型”是最常用的。确定了五个广泛的影响类别:a)推进知识、b)能力建设、c)为决策提供信息、d)健康效益、e)广泛的社会经济利益。对于每个提议的影响类别,我们总结了一组指标,其优缺点得到了提出和简要讨论。
本综述全面但描述性地总结了一个异质且不断发展的研究领域的概念框架和分类法。似乎还没有一个共享和全面的概念框架,其单个组件(流行病学、经济和社会)在不同模型中往往具有不同的价值。