School of Communication Sciences and Disorders, University of Memphis, Memphis, TN 38105, USA.
Proc Natl Acad Sci U S A. 2013 Apr 16;110(16):6318-23. doi: 10.1073/pnas.1300337110. Epub 2013 Apr 2.
We report on the emergence of functional flexibility in vocalizations of human infants. This vastly underappreciated capability becomes apparent when prelinguistic vocalizations express a full range of emotional content--positive, neutral, and negative. The data show that at least three types of infant vocalizations (squeals, vowel-like sounds, and growls) occur with this full range of expression by 3-4 mo of age. In contrast, infant cry and laughter, which are species-specific signals apparently homologous to vocal calls in other primates, show functional stability, with cry overwhelmingly expressing negative and laughter positive emotional states. Functional flexibility is a sine qua non in spoken language, because all words or sentences can be produced as expressions of varying emotional states and because learning conventional "meanings" requires the ability to produce sounds that are free of any predetermined function. Functional flexibility is a defining characteristic of language, and empirically it appears before syntax, word learning, and even earlier-developing features presumed to be critical to language (e.g., joint attention, syllable imitation, and canonical babbling). The appearance of functional flexibility early in the first year of human life is a critical step in the development of vocal language and may have been a critical step in the evolution of human language, preceding protosyntax and even primitive single words. Such flexible affect expression of vocalizations has not yet been reported for any nonhuman primate but if found to occur would suggest deep roots for functional flexibility of vocalization in our primate heritage.
我们报告了人类婴儿发声中出现的功能灵活性。当前语言的发声表达出全方位的情感内容——积极的、中性的和消极的——时,这种被极大低估的能力就变得明显了。数据表明,至少有三种类型的婴儿发声(尖叫声、元音样声音和咆哮声)在 3-4 个月大时就会出现这种全方位的表达。相比之下,婴儿的哭声和笑声,作为与其他灵长类动物的叫声明显同源的物种特异性信号,表现出功能稳定性,哭声压倒性地表达了消极的情绪,而笑声则表达了积极的情绪。功能灵活性是口语的必要条件,因为所有的单词或句子都可以作为不同情绪状态的表达,而且学习常规的“意义”需要能够发出没有任何预定功能的声音。功能灵活性是语言的一个定义特征,从经验上看,它出现在句法、词汇学习甚至更早发展的被认为对语言至关重要的特征(例如,共同注意、音节模仿和规范的咿呀学语)之前。人类生命的第一年早期出现的功能灵活性是发展口头语言的关键步骤,可能是人类语言进化的关键步骤,先于原始句法甚至原始单词。尚未有任何非人类灵长类动物报告过这种灵活的发声情感表达,但如果发现这种现象存在,将表明在我们的灵长类动物遗产中,发声的功能灵活性具有深远的根源。