Kolopack Pamela A, Parsons Janet A, Lavery James V
Centre for Ethical, Social, and Cultural Risk, St. Michael's Hospital, Toronto, Ontario, Canada; Li Ka Shing Knowledge Institute of St. Michael's Hospital, Toronto, Ontario, Canada; Dalla Lana School of Public Health, University of Toronto, Toronto, Ontario, Canada.
Li Ka Shing Knowledge Institute of St. Michael's Hospital, Toronto, Ontario, Canada; Applied Health Research Centre, St. Michael's Hospital, Toronto, Ontario, Canada; Department of Physical Therapy, University of Toronto, Toronto, Ontario, Canada.
PLoS Negl Trop Dis. 2015 Apr 13;9(4):e0003713. doi: 10.1371/journal.pntd.0003713. eCollection 2015 Apr.
Worldwide, more than 40% of the population is at risk from dengue and recent estimates suggest that up to 390 million dengue infections are acquired every year. The Eliminate Dengue (ED) Program is investigating the use of Wolbachia-infected, transmission-compromised, mosquitoes to reduce dengue transmission. Previous introductions of genetically-modified strategies for dengue vector control have generated controversy internationally by inadequately engaging host communities. Community Engagement (CE) was a key component of the ED Program's initial open release trials in Queensland Australia. Their approach to CE was perceived as effective by the ED team's senior leadership, members of its CE team, and by its funders, but if and why this was the case was unclear. We conducted a qualitative case study of the ED Program's approach to CE to identify and critically examine its components, and to explain whether and how these efforts contributed to the support received by stakeholders.
METHODOLOGY/PRINCIPAL FINDINGS: In-depth semi-structured interviews were conducted with 24 participants with a range of experiences and perspectives related to the ED Program's CE activities. Our analytic approach combined techniques of grounded theory and qualitative description. The ED Program's approach to CE reflected four foundational features: 1) enabling conditions; 2) leadership; 3) core commitments and guiding values; and 4) formative social science research. These foundations informed five key operational practices: 1) building the CE team; 2) integrating CE into management practices; 3) discerning the community of stakeholders; 4) establishing and maintaining a presence in the community; and 5) socializing the technology and research strategy. We also demonstrate how these practices contributed to stakeholders' willingness to support the trials.
CONCLUSIONS/SIGNIFICANCE: Our case study has identified, and explained the functional relationships among, the critical features of the ED Program's approach to CE. It has also illuminated how these features were meaningful to stakeholders and contributed to garnering support within the host communities for the open-release trials. Our findings reveal how translating ethical intentions into effective action is more socially complex than is currently reflected in the CE literature. Because our case study delineates the critical features of the ED Program's approach to CE, it can serve as a framework for other programs to follow when designing their own strategies. And because the findings outline a theory of change for CE, it can also serve as a starting point for developing an evaluation framework for CE.
在全球范围内,超过40%的人口面临登革热风险,最近的估计表明,每年有多达3.9亿人感染登革热。消除登革热(ED)计划正在研究利用感染沃尔巴克氏体、传播能力受损的蚊子来减少登革热传播。以前引入的用于登革热病媒控制的转基因策略,由于与宿主社区的沟通不足,在国际上引发了争议。社区参与(CE)是ED计划在澳大利亚昆士兰州进行的首次公开释放试验的一个关键组成部分。ED团队的高层领导、其CE团队成员及其资助者认为他们的CE方法是有效的,但情况是否如此以及原因尚不清楚。我们对ED计划的CE方法进行了定性案例研究,以识别并批判性地审视其组成部分,并解释这些努力是否以及如何促成了利益相关者的支持。
方法/主要发现:我们对24名参与者进行了深入的半结构化访谈,他们对ED计划的CE活动有着一系列不同的经历和观点。我们的分析方法结合了扎根理论和定性描述技术。ED计划的CE方法体现了四个基本特征:1)促成条件;2)领导力;3)核心承诺和指导价值观;4)形成性社会科学研究。这些基础为五个关键的操作实践提供了指导:1)组建CE团队;2)将CE融入管理实践;3)识别利益相关者群体;4)在社区中建立并保持存在;5)使技术和研究策略社会化。我们还展示了这些实践如何促成利益相关者支持试验的意愿。
结论/意义:我们的案例研究识别并解释了ED计划的CE方法的关键特征之间的功能关系。它还阐明了这些特征对利益相关者的意义,以及如何有助于在宿主社区中为公开释放试验赢得支持。我们的研究结果揭示了将道德意图转化为有效行动在社会层面上比目前CE文献中所反映的更为复杂。由于我们的案例研究描绘了ED计划的CE方法的关键特征,它可以作为其他计划制定自身策略时遵循的框架。并且由于研究结果概述了CE的变革理论,它也可以作为开发CE评估框架的起点。