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健康数据平台中数据再利用的同意书中的伦理问题。

Ethical Issues in Consent for the Reuse of Data in Health Data Platforms.

机构信息

Department of Psychiatry, Wellcome Centre for Ethics and Humanities, Warneford Hospital, University of Oxford, Oxford, OX3 7JX, UK.

Centre for Health, Law and Emerging Technologies (HeLEX), University of Oxford, Oxford, UK.

出版信息

Sci Eng Ethics. 2021 Feb 4;27(1):9. doi: 10.1007/s11948-021-00282-0.

Abstract

Data platforms represent a new paradigm for carrying out health research. In the platform model, datasets are pooled for remote access and analysis, so novel insights for developing better stratified and/or personalised medicine approaches can be derived from their integration. If the integration of diverse datasets enables development of more accurate risk indicators, prognostic factors, or better treatments and interventions, this obviates the need for the sharing and reuse of data; and a platform-based approach is an appropriate model for facilitating this. Platform-based approaches thus require new thinking about consent. Here we defend an approach to meeting this challenge within the data platform model, grounded in: the notion of 'reasonable expectations' for the reuse of data; Waldron's account of 'integrity' as a heuristic for managing disagreement about the ethical permissibility of the approach; and the element of the social contract that emphasises the importance of public engagement in embedding new norms of research consistent with changing technological realities. While a social contract approach may sound appealing, however, it is incoherent in the context at hand. We defend a way forward guided by that part of the social contract which requires public approval for the proposal and argue that we have moral reasons to endorse a wider presumption of data reuse. However, we show that the relationship in question is not recognisably contractual and that the social contract approach is therefore misleading in this context. We conclude stating four requirements on which the legitimacy of our proposal rests.

摘要

数据平台代表了开展健康研究的一种新范式。在平台模型中,数据集被汇集起来进行远程访问和分析,因此可以从它们的整合中得出开发更好分层和/或个性化医学方法的新见解。如果整合不同的数据集能够开发更准确的风险指标、预后因素或更好的治疗和干预措施,那么就不需要共享和重复使用数据;而基于平台的方法是促进这一点的合适模式。因此,基于平台的方法需要对同意进行新的思考。在这里,我们在数据平台模型内为应对这一挑战辩护,其基础是:数据再利用的“合理预期”概念;沃尔德伦(Waldron)将“完整性”作为一种启发式方法来管理关于该方法伦理可允许性的分歧;以及社会契约的要素,强调在将新的研究规范嵌入到与不断变化的技术现实相一致的过程中,公众参与的重要性。然而,虽然社会契约方法听起来很有吸引力,但在当前情况下是不一致的。我们为指导前进的方向辩护,即社会契约的一部分要求对该提案进行公众批准,并认为我们有道德理由支持更广泛的数据再利用假设。然而,我们表明,所讨论的关系不是可识别的契约关系,因此在这种情况下,社会契约方法具有误导性。我们总结了我们的提案合法性所依据的四个要求。

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