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小数据与不平衡数据情况下机器的智能故障诊断:最新综述与可能的拓展

Intelligent fault diagnosis of machines with small & imbalanced data: A state-of-the-art review and possible extensions.

作者信息

Zhang Tianci, Chen Jinglong, Li Fudong, Zhang Kaiyu, Lv Haixin, He Shuilong, Xu Enyong

机构信息

State Key Laboratory for Manufacturing and Systems Engineering, Xi'an Jiaotong University, Xi'an 710049, PR China.

State Key Laboratory for Manufacturing and Systems Engineering, Xi'an Jiaotong University, Xi'an 710049, PR China.

出版信息

ISA Trans. 2022 Jan;119:152-171. doi: 10.1016/j.isatra.2021.02.042. Epub 2021 Mar 8.

DOI:10.1016/j.isatra.2021.02.042
PMID:33736889
Abstract

The research on intelligent fault diagnosis has yielded remarkable achievements based on artificial intelligence-related technologies. In engineering scenarios, machines usually work in a normal condition, which means limited fault data can be collected. Intelligent fault diagnosis with small & imbalanced data (S&I-IFD), which refers to build intelligent diagnosis models using limited machine faulty samples to achieve accurate fault identification, has been attracting the attention of researchers. Nowadays, the research on S&I-IFD has achieved fruitful results, but a review of the latest achievements is still lacking, and the future research directions are not clear enough. To address this, we review the research results on S&I-IFD and provides some future perspectives in this paper. The existing research results are divided into three categories: the data augmentation-based, the feature learning-based, and the classifier design-based. Data augmentation-based strategy improves the performance of diagnosis models by augmenting training data. Feature learning-based strategy identifies faults accurately by extracting features from small & imbalanced data. Classifier design-based strategy achieves high diagnosis accuracy by constructing classifiers suitable for small & imbalanced data. Finally, this paper points out the research challenges faced by S&I-IFD and provides some directions that may bring breakthroughs, including meta-learning and zero-shot learning.

摘要

基于人工智能相关技术的智能故障诊断研究已取得显著成果。在工程场景中,机器通常在正常状态下运行,这意味着可收集到的故障数据有限。小样本不平衡数据智能故障诊断(S&I-IFD),即利用有限的机器故障样本构建智能诊断模型以实现准确的故障识别,一直吸引着研究人员的关注。如今,关于S&I-IFD的研究已取得丰硕成果,但仍缺乏对最新成果的综述,且未来研究方向不够明确。为解决这一问题,我们在本文中综述了S&I-IFD的研究成果并给出了一些未来展望。现有的研究成果分为三类:基于数据增强的、基于特征学习的和基于分类器设计的。基于数据增强的策略通过扩充训练数据来提高诊断模型的性能。基于特征学习的策略通过从小样本不平衡数据中提取特征来准确识别故障。基于分类器设计的策略通过构建适用于小样本不平衡数据的分类器来实现高诊断准确率。最后,本文指出了S&I-IFD面临的研究挑战,并提供了一些可能带来突破的方向,包括元学习和零样本学习。

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