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股骨颈骨折后股骨头坏死的预测模型:基于机器学习的开发与验证研究

Prediction Model of Osteonecrosis of the Femoral Head After Femoral Neck Fracture: Machine Learning-Based Development and Validation Study.

作者信息

Wang Huan, Wu Wei, Han Chunxia, Zheng Jiaqi, Cai Xinyu, Chang Shimin, Shi Junlong, Xu Nan, Ai Zisheng

机构信息

Department of Medical Statistics, Tongji University School of Medicine, Shanghai, China.

Department of Spinal Surgery, Shanghai East Hospital, Shanghai, China.

出版信息

JMIR Med Inform. 2021 Nov 19;9(11):e30079. doi: 10.2196/30079.

Abstract

BACKGROUND

The absolute number of femoral neck fractures (FNFs) is increasing; however, the prediction of traumatic femoral head necrosis remains difficult. Machine learning algorithms have the potential to be superior to traditional prediction methods for the prediction of traumatic femoral head necrosis.

OBJECTIVE

The aim of this study is to use machine learning to construct a model for the analysis of risk factors and prediction of osteonecrosis of the femoral head (ONFH) in patients with FNF after internal fixation.

METHODS

We retrospectively collected preoperative, intraoperative, and postoperative clinical data of patients with FNF in 4 hospitals in Shanghai and followed up the patients for more than 2.5 years. A total of 259 patients with 43 variables were included in the study. The data were randomly divided into a training set (181/259, 69.8%) and a validation set (78/259, 30.1%). External data (n=376) were obtained from a retrospective cohort study of patients with FNF in 3 other hospitals. Least absolute shrinkage and selection operator regression and the support vector machine algorithm were used for variable selection. Logistic regression, random forest, support vector machine, and eXtreme Gradient Boosting (XGBoost) were used to develop the model on the training set. The validation set was used to tune the model hyperparameters to determine the final prediction model, and the external data were used to compare and evaluate the model performance. We compared the accuracy, discrimination, and calibration of the models to identify the best machine learning algorithm for predicting ONFH. Shapley additive explanations and local interpretable model-agnostic explanations were used to determine the interpretability of the black box model.

RESULTS

A total of 11 variables were selected for the models. The XGBoost model performed best on the validation set and external data. The accuracy, sensitivity, and area under the receiver operating characteristic curve of the model on the validation set were 0.987, 0.929, and 0.992, respectively. The accuracy, sensitivity, specificity, and area under the receiver operating characteristic curve of the model on the external data were 0.907, 0.807, 0.935, and 0.933, respectively, and the log-loss was 0.279. The calibration curve demonstrated good agreement between the predicted probability and actual risk. The interpretability of the features and individual predictions were realized using the Shapley additive explanations and local interpretable model-agnostic explanations algorithms. In addition, the XGBoost model was translated into a self-made web-based risk calculator to estimate an individual's probability of ONFH.

CONCLUSIONS

Machine learning performs well in predicting ONFH after internal fixation of FNF. The 6-variable XGBoost model predicted the risk of ONFH well and had good generalization ability on the external data, which can be used for the clinical prediction of ONFH after internal fixation of FNF.

摘要

背景

股骨颈骨折(FNF)的绝对数量正在增加;然而,创伤性股骨头坏死的预测仍然困难。机器学习算法在预测创伤性股骨头坏死方面有可能优于传统预测方法。

目的

本研究旨在使用机器学习构建一个模型,用于分析股骨颈骨折(FNF)内固定术后患者股骨头坏死(ONFH)的危险因素并进行预测。

方法

我们回顾性收集了上海4家医院FNF患者的术前、术中和术后临床数据,并对患者进行了超过2.5年的随访。本研究共纳入259例患者,43个变量。数据被随机分为训练集(181/259,69.8%)和验证集(78/259,30.1%)。外部数据(n = 376)来自其他3家医院对FNF患者的回顾性队列研究。使用最小绝对收缩和选择算子回归以及支持向量机算法进行变量选择。使用逻辑回归、随机森林、支持向量机和极端梯度提升(XGBoost)在训练集上开发模型。验证集用于调整模型超参数以确定最终预测模型,外部数据用于比较和评估模型性能。我们比较了模型的准确性、区分度和校准度,以确定预测ONFH的最佳机器学习算法。使用Shapley加法解释和局部可解释模型无关解释来确定黑箱模型的可解释性。

结果

共为模型选择了11个变量。XGBoost模型在验证集和外部数据上表现最佳。该模型在验证集上的准确性、敏感性和受试者工作特征曲线下面积分别为0.987、0.929和0.992。该模型在外部数据上的准确性、敏感性、特异性和受试者工作特征曲线下面积分别为0.907、0.807、0.935和0.933,对数损失为0.279。校准曲线表明预测概率与实际风险之间具有良好的一致性。使用Shapley加法解释和局部可解释模型无关解释算法实现了特征和个体预测的可解释性。此外,XGBoost模型被转化为一个自制的基于网络的风险计算器,以估计个体发生ONFH的概率。

结论

机器学习在预测FNF内固定术后的ONFH方面表现良好。6变量XGBoost模型能很好地预测ONFH风险,在外部数据上具有良好的泛化能力,可用于FNF内固定术后ONFH的临床预测。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9fa7/8663504/20a04c3eeac4/medinform_v9i11e30079_fig1.jpg

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