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利用两个新的高光谱指数——吸水面积指数和深度水分指数反演不同作物类型的冠层含水量

Retrieval of canopy water content of different crop types with two new hyperspectral indices: Water Absorption Area Index and Depth Water Index.

作者信息

Pasqualotto Nieves, Delegido Jesús, Van Wittenberghe Shari, Verrelst Jochem, Rivera Juan Pablo, Moreno José

机构信息

Image Processing Laboratory (IPL), University of Valencia, C/Catedrático José Beltrán 2, 46980, Paterna, Valencia, Spain.

CONACYT-UAN, Secretariat of Research and Postgraduate, C/3, 63173, Tepic, Mexico.

出版信息

Int J Appl Earth Obs Geoinf. 2018 May;67:69-78. doi: 10.1016/j.jag.2018.01.002.

Abstract

Crop canopy water content (CWC) is an essential indicator of the crop's physiological state. While a diverse range of vegetation indices have earlier been developed for the remote estimation of CWC, most of them are defined for specific crop types and areas, making them less universally applicable. We propose two new water content indices applicable to a wide variety of crop types, allowing to derive CWC maps at a large spatial scale. These indices were developed based on PROSAIL simulations and then optimized with an experimental dataset (SPARC03; Barrax, Spain). This dataset consists of water content and other biophysical variables for five common crop types (lucerne, corn, potato, sugar beet and onion) and corresponding top-of-canopy (TOC) reflectance spectra acquired by the hyperspectral HyMap airborne sensor. First, commonly used water content index formulations were analysed and validated for the variety of crops, overall resulting in a R lower than 0.6. In an attempt to move towards more generically applicable indices, the two new CWC indices exploit the principal water absorption features in the near-infrared by using multiple bands sensitive to water content. We propose the Water Absorption Area Index (WAAI) as the difference between the area under the null water content of TOC reflectance (reference line) simulated with PROSAIL and the area under measured TOC reflectance between 911 and 1271 nm. We also propose the Depth Water Index (DWI), a simplified four-band index based on the spectral depths produced by the water absorption at 970 and 1200 nm and two reference bands. Both the WAAI and DWI outperform established indices in predicting CWC when applied to heterogeneous croplands, with a R of 0.8 and 0.7, respectively, using an exponential fit. However, these indices did not perform well for species with a low fractional vegetation cover (< 30%). HyMap CWC maps calculated with both indices are shown for the Barrax region. The results confirmed the potential of using generically applicable indices for calculating CWC over a great variety of crops.

摘要

作物冠层含水量(CWC)是作物生理状态的一个重要指标。虽然此前已经开发了多种植被指数用于遥感估算CWC,但其中大多数是针对特定作物类型和区域定义的,因此通用性较差。我们提出了两种适用于多种作物类型的新型含水量指数,能够在大空间尺度上获取CWC地图。这些指数基于PROSAIL模拟开发,然后使用一个实验数据集(SPARC03;西班牙巴拉萨)进行优化。该数据集包含五种常见作物类型(苜蓿、玉米、马铃薯、甜菜和洋葱)的含水量及其他生物物理变量,以及由高光谱HyMap机载传感器获取的相应冠层顶部(TOC)反射光谱。首先,对常用的含水量指数公式进行了分析,并针对多种作物进行了验证,总体相关系数R低于0.6。为了开发更具通用性的指数,这两种新型CWC指数利用了对含水量敏感的多个波段,捕捉近红外波段主要的水分吸收特征。我们提出了吸水面积指数(WAAI),即利用PROSAIL模拟的TOC反射率零含水量(参考线)以下的面积与实测TOC反射率在911至1271纳米之间的面积之差。我们还提出了深度水指数(DWI),这是一种基于970和1200纳米处水分吸收产生的光谱深度以及两个参考波段的简化四波段指数。当应用于异质农田时,WAAI和DWI在预测CWC方面均优于现有指数,采用指数拟合时,相关系数R分别为0.8和0.7。然而,对于植被覆盖度较低(<30%)的物种,这些指数表现不佳。展示了用这两种指数计算的巴拉萨地区HyMap CWC地图。结果证实了使用通用指数计算多种作物CWC的潜力。

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