Cole Eye Institute, Cleveland Clinic Foundation, Cleveland, Ohio.
JAMA Ophthalmol. 2022 Nov 1;140(11):1096-1102. doi: 10.1001/jamaophthalmol.2022.3929.
Diverse enrollment and adequate representation of racial and ethnic minority groups in randomized clinical trials (RCTs) are valuable to ensure external validity and applicability of results.
To compare the distribution of race and ethnicity in RCTs of diabetic macular edema (DME) and macular edema from retinal vein occlusion (RVO) to that of US Census data.
DESIGN, SETTING, AND PARTICIPANTS: This was a cross-sectional retrospective analysis comparing racial and ethnic demographic characteristics of US-based RCTs of DME and RVO between 2004 and 2020 with 2010 US Census data. PubMed and ClinicalTrials.gov were searched to screen for completed phase 3 RCTs with published results. Of 169 trials screened, 146 were excluded because they were incomplete, did not report race and ethnicity, or were not based in the US, and 23 trials were included (15 DME and 8 RVO). The number and percentage of American Indian or Alaska Native, Asian, Black, Hispanic, Native Hawaiian or Other Pacific Islander, and White participants was recorded in each RCT. The demographic distribution and proportion was compared to the reported distribution and proportion in the 2010 US Census using the χ2 test.
Overrepresentation, underrepresentation, or representation commensurate with 2010 US Census data in the racial and ethnic populations of RCTs of retinal vascular disease.
In 23 included RCTs of DME and RVO, there were a total of 38 participants (0.4%) who identified as American Indian or Alaska Native and Native Hawaiian or Other Pacific Islander (groups combined owing to small numbers), 415 Asian participants (4.4%), 904 Black participants (9.6%), 954 Hispanic participants (10.1%), and 7613 White participants (80.4%). By comparison, the 2010 US Census data indicated that 1.1% of the US population self-reported as American Indian or Alaska Native and Native Hawaiian or Other Pacific Islander (groups combined for comparison in this study), 4.8% self-reported as Asian, 12.6% as Black or African American, 16.3% as Hispanic, and 63.7% as White. American Indian or Alaska Native and Hawaiian or Other Pacific Islander participants were underrepresented in 2 trials, neither overrepresented nor underrepresented in 20, and not overrepresented in any of the included trials. Asian participants were underrepresented in 10 trials, overrepresented in 4, and neither overrepresented nor underrepresented in 8. Black participants were underrepresented in 9 trials, overrepresented in 2, and neither overrepresented nor underrepresented in 11. Hispanic participants were underrepresented in 15 trials, overrepresented in 2, and neither overrepresented nor underrepresented in 5. White participants were underrepresented in 2 trials, overrepresented in 14, and neither overrepresented nor underrepresented in 7. The χ2 values comparing RCT demographic distribution to US 2010 Census data were significantly different in 22 of 23 included RCTs.
The findings in this study indicated a discrepancy between racial and ethnic demographic data in RCTs of DME and RVO and the US population according to the 2010 Census. White study participants were most frequently overrepresented, and Hispanic study participants were most frequently underrepresented. These findings support the need for more efforts to recruit underrepresented racial and ethnic minorities to improve external validity in trial findings.
在随机临床试验 (RCT) 中,不同的入组和充分代表不同种族和少数民族群体,对于确保结果的外部有效性和适用性非常重要。
将 RCT 中糖尿病性黄斑水肿 (DME) 和视网膜静脉阻塞 (RVO) 中种族和民族的分布与美国人口普查数据进行比较。
设计、地点和参与者:这是一项回顾性横断面研究,比较了 2004 年至 2020 年期间在美国进行的 DME 和 RVO 基于 RCT 的种族和民族人口统计学特征与 2010 年美国人口普查数据。通过 PubMed 和 ClinicalTrials.gov 进行了检索,以筛选出已发表结果的已完成的 3 期 RCT。在筛选出的 169 项试验中,有 146 项因不完整、未报告种族和民族或不在美国进行而被排除,最终纳入 23 项试验(15 项 DME 和 8 项 RVO)。记录了每个 RCT 中美洲印第安人或阿拉斯加原住民、亚洲人、黑人、西班牙裔、夏威夷原住民或其他太平洋岛民以及白人参与者的数量和百分比。使用 χ2 检验比较 RCT 中种族和民族人群的分布和比例与 2010 年美国人口普查数据的报告分布和比例。
视网膜血管疾病 RCT 中种族和民族人群的代表性过高、代表性不足或与 2010 年美国人口普查数据相符。
在纳入的 23 项 DME 和 RVO RCT 中,共有 38 名参与者(0.4%)自认为是美洲印第安人或阿拉斯加原住民和夏威夷原住民或其他太平洋岛民(因人数较少,合并为一组),415 名亚洲参与者(4.4%),904 名黑人参与者(9.6%),954 名西班牙裔参与者(10.1%)和 7613 名白人参与者(80.4%)。相比之下,2010 年美国人口普查数据显示,美国人口中有 1.1%自认为是美洲印第安人或阿拉斯加原住民和夏威夷原住民或其他太平洋岛民(为了在本研究中进行比较,将两组合并),4.8%自认为是亚洲人,12.6%自认为是黑人或非裔美国人,16.3%自认为是西班牙裔,63.7%自认为是白人。在 2 项试验中,美洲印第安人或阿拉斯加原住民和夏威夷原住民或其他太平洋岛民参与者代表性不足,20 项试验中既未代表性过高也未代表性不足,没有任何一项试验中代表性过高。在 10 项试验中,亚洲参与者代表性不足,4 项试验中代表性过高,8 项试验中既未代表性过高也未代表性不足。在 9 项试验中,黑人参与者代表性不足,2 项试验中代表性过高,11 项试验中既未代表性过高也未代表性不足。在 15 项试验中,西班牙裔参与者代表性不足,2 项试验中代表性过高,5 项试验中既未代表性过高也未代表性不足。在 2 项试验中,白人参与者代表性不足,14 项试验中代表性过高,7 项试验中既未代表性过高也未代表性不足。在 23 项纳入的 RCT 中,22 项 RCT 中比较种族和民族人口分布与美国 2010 年人口普查数据的 χ2 值显著不同。
这项研究的结果表明,在 RCT 中,DME 和 RVO 的种族和民族人口统计学数据与 2010 年美国人口普查数据存在差异。白人研究参与者最常被过度代表,而西班牙裔研究参与者最常被低估。这些发现支持了需要更加努力招募代表性不足的少数民族,以提高试验结果的外部有效性。