Chen Danqi, Jia Weichen, Chen Qi, Chen Jianing, Li Zhi
School of Media and Law, NingboTech University, Ningbo, 315000, China.
Sci Rep. 2025 Apr 9;15(1):12202. doi: 10.1038/s41598-025-97115-y.
This article optimized the compliance third-party supervision workflow of the involved enterprises based on the artificial intelligence ant colony optimization (ACO) algorithm. The basic principles and application advantages of ACO were introduced, and a heuristic information matrix was defined using ACO to optimize the data collection and analysis stage of the compliance third-party supervision workflow. During the experimental phase, a feasibility analysis was conducted on the optimization of third-party supervision workflows for compliance by ACO involved enterprises through simulation experiments. The experiments were evaluated from four aspects: data quality, model performance, scheme effectiveness, and supervision effectiveness. Among the metrics data for the ACO-optimized test set were 0.03 and 0.025 for MSE (Mean Square Error) and Γ, 0.8, 0.78, 0.79, and 0.88 for Accuracy, Recall, F1 Score, and AUC-ROC (Area Under the Curve-Receiver Operating Characteristic), and 0.28, 0.4, 0.88, and 0.12 for CER (Cost-Effectiveness Ratio), NPV (Net Present Value), SCR (Supervision Coverage Rate), and CRC (Compliance Rate Change), respectively. The experimental results showed that, in terms of data quality, model performance, scheme effectiveness, and supervision effectiveness, the evaluation indicators of the compliance third-party supervision workflow of the involved enterprises optimized using ACO were superior to those without ACO optimization.
本文基于人工智能蚁群优化(ACO)算法,对涉事企业合规第三方监督工作流程进行了优化。介绍了ACO的基本原理和应用优势,并利用ACO定义了启发式信息矩阵,以优化合规第三方监督工作流程的数据收集和分析阶段。在实验阶段,通过模拟实验对ACO涉事企业合规第三方监督工作流程的优化进行了可行性分析。从数据质量、模型性能、方案有效性和监督有效性四个方面对实验进行了评估。在ACO优化测试集的指标数据中,均方误差(MSE)和Γ分别为0.03和0.025,准确率、召回率、F1分数和曲线下面积-接收器操作特征(AUC-ROC)分别为0.8、0.78、0.79和0.88,成本效益比(CER)、净现值(NPV)、监督覆盖率(SCR)和合规率变化(CRC)分别为0.28、0.4、0.88和0.12。实验结果表明,在数据质量、模型性能、方案有效性和监督有效性方面,采用ACO优化的涉事企业合规第三方监督工作流程的评价指标优于未采用ACO优化的指标。