Burger Joanna, Gochfeld Michael, Powers Charles W, Kosson David S, Halverson John, Siekaniec Gregory, Morkill Anne, Patrick Robert, Duffy Lawrence K, Barnes David
Division of Life Sciences, Consortium for Risk Evaluation with Stakeholder Participation, Environmental and Occupational Health Sciences Institute, Rutgers University, Piscataway, NJ 08854-8082, USA.
J Environ Manage. 2007 Oct;85(1):232-44. doi: 10.1016/j.jenvman.2006.10.005. Epub 2006 Dec 18.
It is increasingly clear that a wide range of stakeholders should be included in the problem formulation phase of research aimed at solving environmental problems; indeed the inclusion of stakeholders at this stage has been formalized as an integral part of ecological risk assessment. In this paper, we advocate the additional inclusion of stakeholders in the refinement of research methods and protocols and in the execution of the research, rather than just at the final communication and reporting phase. We use a large study of potential radionuclide levels in marine biota around Amchitka Island as a case study. Amchitka Island, in the Aleutian Island Chain of Alaska, was the site of three underground nuclear tests (1965-1971). The overall objective of the biological component of the study was to collect a range of marine biota for radionuclide analysis that could provide data for assessing current food safety and provide a baseline for developing a plan to monitor human and ecosystem health in perpetuity. Stakeholders, including regulators (State of Alaska), resource trustees (US Fish and Wildlife Service, State of Alaska), representatives of the Aleut and Pribilof Island communities, the Department of Energy (DOE), and others, were essential for plan development. While these stakeholders were included in the initial problem formulation and approved science plan, we also included them in the refinement of protocols, selection of bioindicators, selection of a reference site, choice of methods of collection, and in the execution of the study itself. Meetings with stakeholders resulted in adding (or deleting) bioindicator species and tissues, prioritizing target species, refining sampling methods, and recruiting collection personnel. Some species were added because they were important subsistence foods for the Aleuts, and others were added because they were ecological equivalents to replace species deleted because of low population numbers. Two major refinements that changed the research thrust were (1) the inclusion of Aleut hunters and fishers on the biological expedition itself to ensure that subsistence foods and methods were represented, and (2) the addition of a fisheries biologist on a NOAA research trawler to allow sampling of commercial fishes. Although the original research design called for the collection of biota by Aleut subsistence fishermen, and by a commercial fishing boat, the research was modified with continued stakeholder input to actually include Aleuts and a fisheries biologist on the expeditions to ensure their representation. The inclusion of stakeholders during the development of protocols and the research itself improved the overall quality of the investigation, while making it more relevant to the interested and affected parties. Final responsibility for the design and execution of the research and radionuclide analysis rested with the researchers, but the process of stakeholder inclusion made the research more valuable as a source of credible information and for public policy decisions.
越来越明显的是,在旨在解决环境问题的研究的问题形成阶段,应纳入广泛的利益相关者;事实上,在这一阶段纳入利益相关者已被正式确定为生态风险评估的一个组成部分。在本文中,我们主张在研究方法和方案的完善以及研究的执行过程中额外纳入利益相关者,而不仅仅是在最终的沟通和报告阶段。我们以对阿姆奇特卡岛周围海洋生物群中潜在放射性核素水平的一项大型研究为例进行说明。阿姆奇特卡岛位于阿拉斯加的阿留申群岛链,是三次地下核试验(1965 - 1971年)的地点。该研究生物部分的总体目标是收集一系列海洋生物群进行放射性核素分析,以便为评估当前食品安全提供数据,并为制定一项永久监测人类和生态系统健康的计划提供基线。利益相关者,包括监管机构(阿拉斯加州)、资源受托人(美国鱼类和野生动物管理局、阿拉斯加州)、阿留申和普里比洛夫群岛社区的代表、能源部以及其他各方,对于计划的制定至关重要。虽然这些利益相关者被纳入了最初的问题形成和批准的科学计划中,但我们还让他们参与了方案的完善、生物指示物的选择、参考地点的选择、采集方法的选择以及研究本身的执行。与利益相关者的会议导致增加(或删除)了生物指示物种和组织、确定了目标物种的优先级、完善了采样方法并招募了采集人员。增加一些物种是因为它们是阿留申人的重要自给性食物,而增加其他一些物种是因为它们在生态上等同于因数量稀少而被删除的物种。两项改变研究重点的重大完善是:(1)让阿留申猎人及渔民参与生物考察本身,以确保自给性食物和方法得到体现;(2)在一艘美国国家海洋和大气管理局的研究拖网渔船上增加一名渔业生物学家,以便对商业鱼类进行采样。尽管最初的研究设计要求由阿留申自给性渔民和一艘商业渔船收集生物群,但在利益相关者的持续参与下,研究进行了修改,实际让阿留申人和一名渔业生物学家参与考察,以确保他们的代表性。在方案制定和研究过程中纳入利益相关者提高了调查的整体质量,同时使其与感兴趣和受影响的各方更相关。研究设计和执行以及放射性核素分析的最终责任在于研究人员,但利益相关者参与的过程使该研究作为可靠信息来源和公共政策决策依据更具价值。