School of Nursing and Midwifery, University of Dundee, Dundee DD1 4HJ, UK.
Trials. 2012 Jun 28;13:95. doi: 10.1186/1745-6215-13-95.
A number of single case reports have suggested that the context within which intervention studies take place may challenge the assumptions that underpin randomised controlled trials (RCTs). However, the diverse ways in which context may challenge the central tenets of the RCT, and the degree to which this information is known to researchers or subsequently reported, has received much less attention. In this paper, we explore these issues by focusing on seven RCTs of interventions varying in type and degree of complexity, and across diverse contexts.
This in-depth multiple case study using interviews, focus groups and documentary analysis was conducted in two phases. In phase one, a RCT of a nurse-led intervention provided a single exploratory case and informed the design, sampling and data collection within the main study. Phase two consisted of a multiple explanatory case study covering a spectrum of trials of different types of complex intervention. A total of eighty-four data sources across the seven trials were accessed.
We present consistent empirical evidence across all trials to indicate that four key elements of context (personal, organisational, trial and problem context) are crucial to understanding how a complex intervention works and to enable both assessments of internal validity and likely generalisability to other settings. The ways in which context challenged trial operation was often complex, idiosyncratic, and subtle; often falling outside of current trial reporting formats. However, information on such issues appeared to be available via first hand 'insider accounts' of each trial suggesting that improved reporting on the role of context is possible.
Sufficient detail about context needs to be understood and reported in RCTs of complex interventions, in order for the transferability of complex interventions to be assessed. Improved reporting formats that require and encourage the clarification of both general and project-specific threats to the likely internal and external validity need to be developed. In addition, a cultural change is required in which the open and honest reporting of such issues is seen as an indicator of study strength and researcher integrity, rather than a symbol of a poor quality study or investigator ability.
一些个案报告表明,干预研究所处的环境可能会对支撑随机对照试验(RCT)的假设提出挑战。然而,环境可能挑战 RCT 的核心原则的方式多种多样,以及研究人员对这些信息的了解程度或随后的报告程度,却受到了较少关注。在本文中,我们通过关注七种不同类型和复杂程度的干预措施的 RCT 来探讨这些问题,这些 RCT 跨越了不同的背景。
本研究采用深入的多案例研究方法,结合访谈、焦点小组和文献分析,分两个阶段进行。在第一阶段,一项护士主导的干预措施的 RCT 提供了一个单一的探索性案例,并为主要研究的设计、抽样和数据收集提供了信息。第二阶段包括一个涵盖不同类型复杂干预措施的多个解释性案例研究。总共访问了七个试验中的 84 个数据源。
我们在所有试验中都提供了一致的经验证据,表明环境的四个关键要素(个人、组织、试验和问题环境)对于理解复杂干预措施的运作方式以及进行内部有效性评估和可能的推广到其他环境至关重要。环境挑战试验运作的方式往往是复杂的、特殊的和微妙的;往往超出了当前试验报告格式的范围。然而,通过每个试验的第一手“内部人士”的报告,可以获得有关此类问题的信息,这表明有可能改进对环境作用的报告。
为了评估复杂干预措施的可转移性,需要在 RCT 中充分了解和报告环境的详细信息。需要开发出改进的报告格式,要求并鼓励澄清可能对内部和外部有效性产生的一般和特定项目威胁。此外,需要进行文化变革,使对这些问题的公开和诚实报告被视为研究实力和研究人员诚信的指标,而不是研究质量差或研究人员能力差的象征。