Department of Psychological and Brain Sciences, University of California, Santa Barbara, CA 93106, USA.
Proc Natl Acad Sci U S A. 2012 Nov 27;109(48):E3314-23. doi: 10.1073/pnas.1214269109. Epub 2012 Nov 12.
When viewing a human face, people often look toward the eyes. Maintaining good eye contact carries significant social value and allows for the extraction of information about gaze direction. When identifying faces, humans also look toward the eyes, but it is unclear whether this behavior is solely a byproduct of the socially important eye movement behavior or whether it has functional importance in basic perceptual tasks. Here, we propose that gaze behavior while determining a person's identity, emotional state, or gender can be explained as an adaptive brain strategy to learn eye movement plans that optimize performance in these evolutionarily important perceptual tasks. We show that humans move their eyes to locations that maximize perceptual performance determining the identity, gender, and emotional state of a face. These optimal fixation points, which differ moderately across tasks, are predicted correctly by a Bayesian ideal observer that integrates information optimally across the face but is constrained by the decrease in resolution and sensitivity from the fovea toward the visual periphery (foveated ideal observer). Neither a model that disregards the foveated nature of the visual system and makes fixations on the local region with maximal information, nor a model that makes center-of-gravity fixations correctly predict human eye movements. Extension of the foveated ideal observer framework to a large database of real-world faces shows that the optimality of these strategies generalizes across the population. These results suggest that the human visual system optimizes face recognition performance through guidance of eye movements not only toward but, more precisely, just below the eyes.
当观察人脸时,人们通常会看向眼睛。保持良好的眼神交流具有重要的社交价值,可以从中提取有关注视方向的信息。在识别面部时,人类也会看向眼睛,但目前尚不清楚这种行为仅仅是社交中重要的眼球运动行为的副产品,还是在基本感知任务中具有功能重要性。在这里,我们提出,在确定一个人的身份、情绪状态或性别时的注视行为可以解释为一种自适应的大脑策略,旨在学习眼球运动计划,从而优化这些在进化上重要的感知任务中的表现。我们表明,人类会将眼睛移至能够最大程度提高身份、性别和面部情绪状态感知表现的位置。这些最佳注视点在不同任务中略有差异,由一个贝叶斯理想观察者正确预测,该观察者在整个面部上以最佳方式整合信息,但受到从中央凹向视觉外围(焦面理想观察者)的分辨率和灵敏度下降的限制。既不忽略视觉系统的焦面性质并在具有最大信息量的局部区域进行注视的模型,也不进行注视中心的模型可以正确预测人类的眼球运动。将焦面理想观察者框架扩展到一个大型真实人脸数据库中表明,这些策略的最优性在整个群体中都具有普遍性。这些结果表明,人类视觉系统通过眼球运动的引导来优化人脸识别性能,不仅是指向眼睛,而且更精确地指向眼睛下方。