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《自然》系列期刊稿件基于评审模式和作者特征的录用情况及成果

Uptake and outcome of manuscripts in Nature journals by review model and author characteristics.

作者信息

McGillivray Barbara, De Ranieri Elisa

机构信息

The Alan Turing Institute, London, England.

2Theoretical and Applied Linguistics, Faculty of Modern and Medieval Languages, University of Cambridge, Cambridge, UK.

出版信息

Res Integr Peer Rev. 2018 Aug 17;3:5. doi: 10.1186/s41073-018-0049-z. eCollection 2018.

Abstract

BACKGROUND

Double-blind peer review has been proposed as a possible solution to avoid implicit referee bias in academic publishing. The aims of this study are to analyse the demographics of corresponding authors choosing double-blind peer review and to identify differences in the editorial outcome of manuscripts depending on their review model.

METHODS

Data includes 128,454 manuscripts received between March 2015 and February 2017 by 25 Nature-branded journals. We investigated the uptake of double-blind review in relation to journal tier, as well as gender, country, and institutional prestige of the corresponding author. We then studied the manuscripts' editorial outcome in relation to review model and author's characteristics. The gender (male, female, or NA) of the corresponding authors was determined from their first name using a third-party service (Gender API). The prestige of the corresponding author's institutions was measured from the data of the Global Research Identifier Database (GRID) by dividing institutions in three prestige groups with reference to the 2016 Times Higher Education (THE) ranking. We employed descriptive statistics for data exploration, and we tested our hypotheses using Pearson's chi-square and binomial tests. We also performed logistic regression modelling with author update, out-to-review, and acceptance as response, and journal tier, author gender, author country, and institution as predictors.

RESULTS

Author uptake for double-blind submissions was 12% (12,631 out of 106,373). We found a small but significant association between journal tier and review type ( value < 0.001, Cramer's  = 0.054, df = 2). We had gender information for 50,533 corresponding authors and found no statistically significant difference in the distribution of peer review model between males and females ( value = 0.6179). We had 58,920 records with normalised institutions and a THE rank, and we found that corresponding authors from the less prestigious institutions are more likely to choose double-blind review ( value < 0.001, df = 2, Cramer's  = 0.106). In the ten countries with the highest number of submissions, we found a large significant association between country and review type ( value < 0.001, df = 10, Cramer's  = 0.189). The outcome both at first decision and post review is significantly more negative (i.e. a higher likelihood for rejection) for double-blind than single-blind papers ( value < 0.001, df = 1, Cramer's  = 0.112 for first decision; value < 0.001; df = 1, Cramer's  = 0.082 for post-review decision).

CONCLUSIONS

The proportion of authors that choose double-blind review is higher when they submit to more prestigious journals, they are affiliated with less prestigious institutions, or they are from specific countries; the double-blind option is also linked to less successful editorial outcomes.

摘要

背景

双盲同行评审被认为是避免学术出版中潜在评审偏见的一种可能解决方案。本研究旨在分析选择双盲同行评审的通讯作者的人口统计学特征,并确定根据评审模式不同,稿件的编辑结果存在哪些差异。

方法

数据包括2015年3月至2017年2月期间25种《自然》品牌期刊收到的128,454篇稿件。我们研究了双盲评审在不同期刊等级、通讯作者的性别、国家和机构声望方面的采用情况。然后,我们研究了稿件的编辑结果与评审模式及作者特征之间的关系。通讯作者的性别(男性、女性或无信息)通过第三方服务(性别应用程序编程接口)根据其名字来确定。通讯作者所在机构的声望根据全球研究标识符数据库(GRID)的数据来衡量,参考2016年泰晤士高等教育(THE)排名将机构分为三个声望组。我们使用描述性统计进行数据探索,并通过Pearson卡方检验和二项式检验来验证我们的假设。我们还进行了逻辑回归建模,将作者更新、送审和录用作为响应变量,期刊等级、作者性别、作者所在国家和机构作为预测变量。

结果

双盲投稿的作者采用率为12%(106,373篇中有12,631篇)。我们发现期刊等级与评审类型之间存在微小但显著的关联(值<0.001,克莱姆系数=0.054,自由度=2)。我们有50,533位通讯作者的性别信息,发现男性和女性在同行评审模式的分布上没有统计学上的显著差异(值=0.6179)。我们有58,920条具有标准化机构和THE排名的记录,发现来自声望较低机构的通讯作者更有可能选择双盲评审(值<0.001,自由度=2,克莱姆系数=0.106)。在投稿数量最多的十个国家中,我们发现国家与评审类型之间存在很大的显著关联(值<0.001,自由度=10,克莱姆系数=0.189)。双盲论文在首次决定和审后结果方面都比单盲论文更负面(即被拒可能性更高)(首次决定时,值<0.001,自由度=1,克莱姆系数=0.112;审后决定时,值<0.001,自由度=1,克莱姆系数=0.082)。

结论

当作者向更有声望的期刊投稿、所属机构声望较低或来自特定国家时,选择双盲评审的比例更高;双盲选项也与不太成功编辑结果相关。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/2376/6097313/c5ca46476421/41073_2018_49_Fig1_HTML.jpg

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