Cro Suzie, Carpenter James R, Kenward Michael G
University College London London School of Hygiene and Tropical Medicine, and Imperial College London UK.
University College London London School of Hygiene and Tropical Medicine UK.
J R Stat Soc Ser A Stat Soc. 2019 Feb;182(2):623-645. doi: 10.1111/rssa.12423. Epub 2018 Nov 16.
Analysis of longitudinal randomized clinical trials is frequently complicated because patients deviate from the protocol. Where such deviations are relevant for the estimand, we are typically required to make an untestable assumption about post-deviation behaviour to perform our primary analysis and to estimate the treatment effect. In such settings, it is now widely recognized that we should follow this with sensitivity analyses to explore the robustness of our inferences to alternative assumptions about post-deviation behaviour. Although there has been much work on how to conduct such sensitivity analyses, little attention has been given to the appropriate loss of information due to missing data within sensitivity analysis. We argue that more attention needs to be given to this issue, showing that it is quite possible for sensitivity analysis to decrease and increase the information about the treatment effect. To address this critical issue, we introduce the concept of sensitivity analysis. By this we mean sensitivity analyses in which the proportion of information about the treatment estimate lost because of missing data is the same as the proportion of information about the treatment estimate lost because of missing data in the primary analysis. We argue that this forms a transparent, practical starting point for interpretation of sensitivity analysis. We then derive results showing that, for longitudinal continuous data, a broad class of controlled and reference-based sensitivity analyses performed by multiple imputation are information anchored. We illustrate the theory with simulations and an analysis of a peer review trial and then discuss our work in the context of other recent work in this area. Our results give a theoretical basis for the use of controlled multiple-imputation procedures for sensitivity analysis.
纵向随机临床试验的分析常常很复杂,因为患者会偏离方案。当这种偏离与估计量相关时,我们通常需要对偏离后的行为做出一个无法检验的假设,以便进行主要分析并估计治疗效果。在这种情况下,现在人们普遍认识到,我们应该在此基础上进行敏感性分析,以探讨我们的推断对关于偏离后行为的替代假设的稳健性。尽管在如何进行这种敏感性分析方面已经有很多工作,但对于敏感性分析中由于数据缺失而导致的适当信息损失却很少有人关注。我们认为需要更多地关注这个问题,表明敏感性分析很有可能减少和增加关于治疗效果的信息。为了解决这个关键问题,我们引入了“信息锚定敏感性分析”的概念。我们所说的信息锚定敏感性分析是指,由于数据缺失而导致的关于治疗估计值的信息损失比例,与主要分析中由于数据缺失而导致的关于治疗估计值的信息损失比例相同。我们认为这为解释敏感性分析提供了一个透明、实用的起点。然后我们得出结果表明,对于纵向连续数据,通过多重插补进行的一大类基于对照和参考值的敏感性分析是信息锚定的。我们用模拟和一项同行评审试验的分析来说明该理论,然后在该领域其他近期工作的背景下讨论我们的工作。我们的结果为使用对照多重插补程序进行敏感性分析提供了理论依据。