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评估医疗器械研究知情同意书的可读性和理解度:对 FDA 设备和放射健康中心知情同意书的调查。

Assessing readability and comprehension of informed consent materials for medical device research: A survey of informed consents from FDA's Center for Devices and Radiological Health.

机构信息

Center for Devices and Radiological Health, Food and Drug Administration, Silver Spring, MD, United States of America.

Center for Devices and Radiological Health, Food and Drug Administration, Silver Spring, MD, United States of America.

出版信息

Contemp Clin Trials. 2019 Oct;85:105831. doi: 10.1016/j.cct.2019.105831. Epub 2019 Aug 21.

Abstract

Legally effective informed consent has been a long-standing requirement for FDA-regulated clinical studies. However, informed consent forms (ICFs) are often thought to be too long, too complex, and too difficult for participants to understand. In this article, investigators from the FDAs Center for Devices and Radiological Health (CDRH) surveyed 399 ICFs from approved investigational device exemption (IDE) applications for fiscal years 2015 and 2016 to evaluate the readability of ICFs. The investigators collected data from the ICFs, using variables related to structure, readability, and comprehension. The investigators found that the mean grade-reading levels of the ICFs ranged from 10th grade to college level (Table 2), higher than the recommended 6th to 8th grade level, when measured by major readability evaluation tools (the SMOG readability grade level formula, the Flesch-Kincaid Index Grade Level Readability Formula, the Flesch Reading Ease test, and the Dale-Chall readability formula). Overall, the ICFs and informed consent (IC) processes, as described in the IDE application, lacked components that enhanced participants' comprehension, such as short sentences (e.g., no more than 8 to 10 to words) and the use of pictures, tables, and diagrams. CDRH investigators believe that information about ICFs' readability, comprehension, and structure will help support current and future efforts to improve the IC process. The intent of the article is to demonstrate that improvements are needed in the IC process and to encourage clinical trial stakeholders to consider implementing those approaches that optimize patient comprehension in the development of their IC processes.

摘要

具有法律效应的知情同意一直是 FDA 监管的临床研究的长期要求。然而,知情同意书(ICF)通常被认为太长、太复杂,参与者难以理解。在这篇文章中,来自 FDA 设备和放射健康中心(CDRH)的调查人员调查了 2015 财年和 2016 财年批准的研究性设备豁免(IDE)申请中的 399 份 ICF,以评估 ICF 的可读性。调查人员从 ICF 中收集数据,使用与结构、可读性和理解相关的变量。调查人员发现,ICF 的平均阅读水平在 10 年级到大学水平之间(表 2),高于推荐的 6 年级到 8 年级水平,这是通过主要可读性评估工具(SMOG 可读性等级公式、Flesch-Kincaid 索引等级阅读公式、Flesch 阅读舒适度测试和 Dale-Chall 可读性公式)测量的。总体而言,ICF 和知情同意(IC)过程,如 IDE 申请中所述,缺乏增强参与者理解的组件,例如简短的句子(例如,不超过 8 到 10 个单词)和使用图片、表格和图表。CDRH 调查人员认为,有关 ICF 可读性、理解和结构的信息将有助于支持当前和未来努力改进 IC 过程。本文的目的是表明 IC 过程需要改进,并鼓励临床试验利益相关者考虑在其 IC 过程的开发中实施那些优化患者理解的方法。

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