Weiß Jan-Patrick, Esdar Moritz, Hübner Ursula
Health Informatics Research Group, Faculty of Business Management and Social Sciences, University of Applied Sciences Osnabrueck, Osnabrück, Germany.
JMIR Mhealth Uhealth. 2021 Mar 26;9(3):e27232. doi: 10.2196/27232.
Contact tracing apps are potentially useful tools for supporting national COVID-19 containment strategies. Various national apps with different technical design features have been commissioned and issued by governments worldwide.
Our goal was to develop and propose an item set that was suitable for describing and monitoring nationally issued COVID-19 contact tracing apps. This item set could provide a framework for describing the key technical features of such apps and monitoring their use based on widely available information.
We used an open-source intelligence approach (OSINT) to access a multitude of publicly available sources and collect data and information regarding the development and use of contact tracing apps in different countries over several months (from June 2020 to January 2021). The collected documents were then iteratively analyzed via content analysis methods. During this process, an initial set of subject areas were refined into categories for evaluation (ie, coherent topics), which were then examined for individual features. These features were paraphrased as items in the form of questions and applied to information materials from a sample of countries (ie, Brazil, China, Finland, France, Germany, Italy, Singapore, South Korea, Spain, and the United Kingdom [England and Wales]). This sample was purposefully selected; our intention was to include the apps of different countries from around the world and to propose a valid item set that can be relatively easily applied by using an OSINT approach.
Our OSINT approach and subsequent analysis of the collected documents resulted in the definition of the following five main categories and associated subcategories: (1) background information (open-source code, public information, and collaborators); (2) purpose and workflow (secondary data use and warning process design); (3) technical information (protocol, tracing technology, exposure notification system, and interoperability); (4) privacy protection (the entity of trust and anonymity); and (5) availability and use (release date and the number of downloads). Based on this structure, a set of items that constituted the evaluation framework were specified. The application of these items to the 10 selected countries revealed differences, especially with regard to the centralization of the entity of trust and the overall transparency of the apps' technical makeup.
We provide a set of criteria for monitoring and evaluating COVID-19 tracing apps that can be easily applied to publicly issued information. The application of these criteria might help governments to identify design features that promote the successful, widespread adoption of COVID-19 tracing apps among target populations and across national boundaries.
接触者追踪应用程序是支持各国新冠疫情防控策略的潜在有用工具。全球各国政府已委托开发并发布了具有不同技术设计特点的各种国家应用程序。
我们的目标是开发并提出一套适用于描述和监测国家发布的新冠疫情接触者追踪应用程序的项目集。该项目集可为描述此类应用程序的关键技术特征以及基于广泛可得信息监测其使用情况提供一个框架。
我们采用开源情报方法(OSINT),访问大量公开可用来源,在数月时间里(从2020年6月至2021年1月)收集不同国家接触者追踪应用程序开发和使用的数据及信息。然后通过内容分析方法对收集到的文档进行迭代分析。在此过程中,将一组初始主题领域细化为用于评估的类别(即连贯主题),随后对这些类别进行个体特征审查。这些特征被表述为问题形式的项目,并应用于来自部分国家(即巴西、中国、芬兰、法国、德国、意大利、新加坡、韩国、西班牙和英国[英格兰和威尔士])的信息材料。这个样本是经过特意挑选的;我们的目的是纳入来自世界各地不同国家的应用程序,并提出一套通过OSINT方法能够相对容易应用的有效项目集。
我们的OSINT方法以及随后对收集到的文档进行的分析,得出了以下五个主要类别及相关子类别:(1)背景信息(开源代码、公共信息和合作方);(2)目的和工作流程(二次数据使用和警告流程设计);(3)技术信息(协议、追踪技术、暴露通知系统和互操作性);(4)隐私保护(信任实体和匿名性);(5)可用性和使用情况(发布日期和下载量)。基于此结构,指定了构成评估框架的一组项目。将这些项目应用于所选择的10个国家,发现了差异,尤其是在信任实体的集中化以及应用程序技术构成的整体透明度方面。
我们提供了一套用于监测和评估新冠疫情追踪应用程序的标准,这些标准能够轻松应用于公开发布的信息。应用这些标准可能有助于各国政府识别那些能够促进新冠疫情追踪应用程序在目标人群中成功、广泛采用并跨越国界的设计特点。