Reed James, Chervier Colas, Borah Joli Rumi, Gumbo Davison, Moombe Kaala B, Mbanga Teddy M, O'Connor Alida, Siangulube Freddie, Yanou Malaika, Sunderland Terry
Center for International Forestry Research, Bogor, Indonesia.
School of International Development, University of East Anglia, Norwich Research Park, UK.
Sustain Sci. 2023;18(2):839-855. doi: 10.1007/s11625-022-01190-3. Epub 2022 Sep 12.
Integrated landscape approaches that engage diverse stakeholder groups in landscape governance are increasingly promoted to address linked social-ecological challenges in tropical landscapes. Recent research suggests that a transdisciplinary approach to landscape management can help identify common research needs, enhance knowledge co-production, guide evidence-based policy development, and harmonize cross-sectorial integration. Meanwhile, guiding principles for landscape approaches suggest that identifying common concerns and negotiating a process of change are fundamental to implementation and evaluation efforts. As such, the use of decision support tools such as theory of change models that build ordered sequences of actions towards a desired, and agreed, future state are increasingly advocated. However, the application of the theory of change concept to integrated landscape approaches is limited thus far, particularly within the scientific literature. Here, we address this gap by applying the principles of landscape approaches and knowledge co-production to co-produce a theory of change to address current unsustainable landscape management and associated conflicts in the Kalomo Hills Local Forest Reserve No. P.13 (KFR13) of Zambia. The participatory process engaged a diverse range of stakeholders including village head people, local and international researchers, district councillors, and civil society representatives amongst others. Several pathways, actions, and interventions were developed around the themes of deforestation, biodiversity and wildlife conservation, socio-economic development, access rights, and law enforcement. To make the theory of change actionable, participants identified a need for enhanced cross-sector and multi-level communication, capacity development, and improved governance, while a lack of commitment towards coordinated knowledge exchange and access to information along with poor policy formulation and weak enforcement of rules were among potential impediments to action. Use of theory of change can both inform evidence-based policy design (by revealing place-based challenges and proposing solutions) and support policy mechanisms that promote integration between state and non-state actors (by clarifying actor rights, roles and responsibilities). Co-developing a theory of change for integrated landscape management is inherently context specific, but the process and outcomes of this study should hold relevance across a range of contexts faced with sustainability challenges related to reconciling both conservation and development objectives.
促使不同利益相关者群体参与景观治理的综合景观方法,正越来越多地得到推广,以应对热带景观中相互关联的社会生态挑战。最近的研究表明,跨学科的景观管理方法有助于确定共同的研究需求、加强知识共同生产、指导基于证据的政策制定,并协调跨部门整合。同时,景观方法的指导原则表明,确定共同关切并协商变革过程是实施和评估工作的基础。因此,越来越多的人提倡使用决策支持工具,如变革理论模型,该模型构建了朝着期望的、商定的未来状态的有序行动序列。然而,到目前为止,变革理论概念在综合景观方法中的应用有限,特别是在科学文献中。在这里,我们通过应用景观方法和知识共同生产的原则来填补这一空白,共同制定一种变革理论,以解决赞比亚卡洛莫山第P.13号地方森林保护区(KFR13)当前不可持续的景观管理及相关冲突。参与式过程涉及了包括村长、当地和国际研究人员、区议员以及民间社会代表等在内的各种利益相关者。围绕森林砍伐、生物多样性和野生动物保护、社会经济发展、获取权和执法等主题,制定了若干途径、行动和干预措施。为了使变革理论具有可操作性,参与者们确定需要加强跨部门和多层次的沟通、能力建设以及改善治理,而缺乏对协调知识交流和信息获取的承诺,以及政策制定不力和规则执行薄弱是行动的潜在障碍。使用变革理论既可以为基于证据的政策设计提供信息(通过揭示地方挑战并提出解决方案),也可以支持促进国家和非国家行为体之间整合的政策机制(通过明确行为体的权利、角色和责任)。共同制定综合景观管理的变革理论本质上是因地制宜的,但本研究的过程和结果应与面临与协调保护和发展目标相关的可持续性挑战的一系列背景相关。