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推动执行者:规范认知与说谎动机如何影响制裁措施

Nudging enforcers: how norm perceptions and motives for lying shape sanctions.

作者信息

Dimant Eugen, Gesche Tobias

机构信息

Center for Social Norms and Behavioral Dynamics, University of Pennsylvania, Philadelphia 19104, USA.

CESifo, Munich 81679, Germany.

出版信息

PNAS Nexus. 2023 Jul 4;2(7):pgad224. doi: 10.1093/pnasnexus/pgad224. eCollection 2023 Jul.

DOI:10.1093/pnasnexus/pgad224
PMID:37484659
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC10360164/
Abstract

We conduct three studies, employing diverse methodologies (a behavioral experiment, a vignette experiment, and a norm elicitation experiment), to investigate when and how norm enforcement patterns can be modified using norm interventions in the context of dishonesty. Our preregistered, three-part data collection effort explores the extent to which norm violations are sanctioned, the impact of norm-nudges on punishment behavior, and the connection to norm perception. Using a representative sample of US participants in Study 1, we present robust evidence that norm enforcement is sensitive not only to the magnitude of the observed transgression (i.e. the size of the lie) but also to its consequences (whether the lie addresses or creates payoff inequalities). We also find that norm enforcers respond to norm-nudges conveying social information about actual lying behavior or its social disapproval. The results of a separate vignette experiment in Study 2 are consistent with the results in our behavioral experiment, thus hinting at the generalizability of our findings. To understand the interplay of norms, information about them, and punishment, we examine norm perceptions across different transgressions in Study 3. We find that norm perceptions are malleable and norm-nudges are most effective when preexisting norms are ambiguous. In sum, we show how norm enforcement can be nudged and which factors matter for doing so across various contexts and discuss their policy implications.

摘要

我们开展了三项研究,采用了多种方法(一项行为实验、一项 vignette 实验和一项规范引出实验),以调查在不诚实情境下,何时以及如何通过规范干预来改变规范执行模式。我们预先注册的三部分数据收集工作探讨了规范违反行为受到制裁的程度、规范推动对惩罚行为的影响以及与规范认知的联系。在研究 1 中,我们使用了具有代表性的美国参与者样本,提供了有力证据表明,规范执行不仅对观察到的违规行为的严重程度(即谎言的大小)敏感,而且对其后果(谎言是否涉及或造成了收益不平等)也敏感。我们还发现,规范执行者会对传达有关实际说谎行为或其社会不认可的社会信息的规范推动做出反应。研究 2 中单独的 vignette 实验结果与我们行为实验的结果一致,从而暗示了我们研究结果的可推广性。为了理解规范、关于规范的信息以及惩罚之间的相互作用,我们在研究 3 中检查了不同违规行为的规范认知。我们发现,规范认知是可塑的,并且当预先存在的规范不明确时,规范推动最为有效。总之,我们展示了如何推动规范执行以及在各种情况下哪些因素对此至关重要,并讨论了它们的政策含义。

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Meta-nudging honesty: Past, present, and future of the research frontier.元促诚实:研究前沿的过去、现在和未来。
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Social norms and dishonesty across societies.社会规范与跨社会的不诚实行为。
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在对发表偏倚进行校正后,没有证据支持助推作用。
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No reason to expect large and consistent effects of nudge interventions.没有理由期待助推干预措施会产生巨大且一致的效果。
Proc Natl Acad Sci U S A. 2022 Aug 2;119(31):e2200732119. doi: 10.1073/pnas.2200732119. Epub 2022 Jul 19.
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Efficient Institutions and Effective Deterrence: On Timing and Uncertainty of Formal Sanctions.高效制度与有效威慑:论正式制裁的时机与不确定性
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