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医学中的合成数据:患者画像的法律和伦理考量

Synthetic data in medicine: Legal and ethical considerations for patient profiling.

作者信息

Nisevic Maja, Milojevic Dusko, Spajic Daniela

机构信息

CiTiP KUL, Belgium.

出版信息

Comput Struct Biotechnol J. 2025 May 29;28:190-198. doi: 10.1016/j.csbj.2025.05.026. eCollection 2025.

DOI:10.1016/j.csbj.2025.05.026
PMID:40520252
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC12166703/
Abstract

Synthetic data is increasingly used in healthcare to facilitate privacy-preserving research, algorithm training, and patient profiling. By mimicking the statistical properties of real data without exposing identifiable information, synthetic data promises to resolve tensions between innovation and data protection. However, its legal and ethical implications remain insufficiently examined, particularly within the European Union (EU) regulatory landscape. This paper contributes to the emerging field of synthetic data governance by proposing a differentiated legal-ethical framework tailored to EU law. This paper follows a three-part taxonomy of synthetic data (fully synthetic, partially synthetic, and hybrid synthetic data) based on generation methods and identifiability risk. This taxonomy is situated within the broader context of the General Data Protection Regulation, the Artificial Intelligence Act, and the Medical Devices Regulation, clarifying when and how synthetic data may fall under EU regulatory scope. Focusing on patient profiling as a high-risk use case, the paper shows that while fully synthetic data may not constitute personal data, its downstream application in clinical or decision-making systems can still raise fairness, bias, and accountability concerns. The ethical analysis of profiling practices utilizing synthetic data is conducted through the lens of the four foundational biomedical principles: autonomy, beneficence, non-maleficence, and justice. The paper calls for sector-specific standards, generation quality benchmarks, and governance mechanisms aligning technical innovation with legal compliance and ethical integrity in digital health.

摘要

合成数据在医疗保健领域的应用日益广泛,以促进隐私保护研究、算法训练和患者画像分析。通过模仿真实数据的统计特性而不暴露可识别信息,合成数据有望解决创新与数据保护之间的矛盾。然而,其法律和伦理影响仍未得到充分研究,尤其是在欧盟的监管环境中。本文通过提出一个符合欧盟法律的差异化法律伦理框架,为合成数据治理这一新兴领域做出了贡献。本文基于生成方法和可识别风险,对合成数据进行了三分法分类(完全合成数据、部分合成数据和混合合成数据)。这种分类法置于《通用数据保护条例》、《人工智能法案》和《医疗器械条例》的更广泛背景下,阐明了合成数据何时以及如何可能属于欧盟监管范围。本文以患者画像分析作为一个高风险用例,表明虽然完全合成数据可能不构成个人数据,但其在临床或决策系统中的下游应用仍可能引发公平性、偏差和问责方面的问题。利用合成数据进行画像分析实践的伦理分析是通过四项基础生物医学原则的视角进行的:自主性、 beneficence、不伤害和正义。本文呼吁制定特定行业标准、生成质量基准以及治理机制,使数字健康领域的技术创新与法律合规和伦理诚信保持一致。 (注:“beneficence”常见释义为“善行”“慈善”,在医学伦理语境中可理解为“有益”等含义,此处保留英文,可能是特定医学伦理概念表述)

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/8abc/12166703/75b415694c81/ga1.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/8abc/12166703/75b415694c81/ga1.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/8abc/12166703/75b415694c81/ga1.jpg

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本文引用的文献

1
GenAI synthetic data create ethical challenges for scientists. Here's how to address them.生成式人工智能(GenAI)合成数据给科学家带来了伦理挑战。以下是应对这些挑战的方法。
Proc Natl Acad Sci U S A. 2025 Mar 4;122(9):e2409182122. doi: 10.1073/pnas.2409182122. Epub 2025 Feb 26.
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Synthetic data can aid the analysis of clinical outcomes: How much can it be trusted?合成数据有助于临床结果分析:其可信度有多高?
Proc Natl Acad Sci U S A. 2024 Aug 6;121(32):e2414310121. doi: 10.1073/pnas.2414310121. Epub 2024 Jul 31.
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Harnessing the power of synthetic data in healthcare: innovation, application, and privacy.
利用合成数据在医疗保健领域的力量:创新、应用与隐私。
NPJ Digit Med. 2023 Oct 9;6(1):186. doi: 10.1038/s41746-023-00927-3.
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Synthetic Data Generation by Artificial Intelligence to Accelerate Research and Precision Medicine in Hematology.人工智能生成合成数据以加速血液学研究和精准医学
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Synthetic data in health care: A narrative review.医疗保健中的合成数据:一篇叙述性综述。
PLOS Digit Health. 2023 Jan 6;2(1):e0000082. doi: 10.1371/journal.pdig.0000082. eCollection 2023 Jan.
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Eur J Heart Fail. 2021 Jun;23(6):872-881. doi: 10.1002/ejhf.2206. Epub 2021 May 20.
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Treating health disparities with artificial intelligence.用人工智能解决健康差异问题。
Nat Med. 2020 Jan;26(1):16-17. doi: 10.1038/s41591-019-0649-2.
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Can AI Help Reduce Disparities in General Medical and Mental Health Care?人工智能能否帮助减少普通医疗和心理健康护理方面的差异?
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