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因果关系:流行病学难以捉摸的圣杯。

Causation: the elusive grail of epidemiology.

作者信息

Karhausen L R

出版信息

Med Health Care Philos. 2000;3(1):59-67. doi: 10.1023/a:1009970730507.

DOI:10.1023/a:1009970730507
PMID:11080970
Abstract

The paper discusses the evolving concept of causation in epidemiology and its potential interaction with logic and scientific philosophy. Causes are contingent but the necessity which binds them to their effects relies on contrary-to-fact conditionals, i.e. conditional statements whose antecedent is false. Chance instead of determinism plays a growing role in science and, although rarely acknowledged yet, in epidemiology: causes are multiple and chancy; a prior event causes a subsequent event if the probability distribution of the subsequent event changes conditionally upon the probability of the prior event. There are no known sufficient causes in epidemiology. We merely observe tendencies toward sufficiency or tendencies toward necessity: cohort studies evaluate the first tendencies, and case-control studies the latter. In applied sciences, such as medicine and epidemiology, causes are intrinsically connected with goals and effective strategies: they are recipe which have a potential harmful or successful use; they are contrastive since they make a difference between circumstances in which they are present and those in which they are absent: causes do not explain event E but event E rather than even F. Causation is intrinsically linked with the notion of "what is pathological". Any definition of causation will inevitably collapse into the use made of epidemiologic methods. The progressive methodological sophistication of the last forty years is in perfect alignment with a gradual implicit overhaul of our concept of causation.

摘要

本文讨论了流行病学中因果关系概念的演变及其与逻辑学和科学哲学的潜在相互作用。原因是偶然的,但将它们与其结果联系起来的必然性依赖于反事实条件句,即前件为假的条件陈述。在科学中,尤其是在流行病学中,机遇而非决定论发挥着越来越重要的作用:原因是多样且具有偶然性的;如果后续事件的概率分布在前驱事件的概率条件下发生变化,那么前驱事件就会导致后续事件。在流行病学中不存在已知的充分原因。我们仅仅观察到趋向充分性或趋向必要性的趋势:队列研究评估前者趋势,病例对照研究评估后者趋势。在医学和流行病学等应用科学中,原因与目标和有效策略内在相关:它们是具有潜在有害或成功用途的方法;它们具有对比性,因为它们使得存在它们的情况与不存在它们的情况有所不同:原因不是解释事件E,而是解释事件E而非事件F。因果关系与“什么是病理性的”这一概念内在相关。任何因果关系的定义都将不可避免地归结为对流行病学方法的运用。过去四十年来方法学上的逐步精细化与我们对因果关系概念的逐渐隐性变革完美契合。

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