Kaufman Sol, Kaufman Jay S, Maclehose Richard F
Department of Otolaryngology, University at Buffalo, 3435 Main Street, Buffalo NY 14214 USA.
J Stat Plan Inference. 2009 Oct 1;139(10):3473-3487. doi: 10.1016/j.jspi.2009.03.024.
We apply a linear programming approach which uses the causal risk difference (RD(C)) as the objective function and provides minimum and maximum values that RD(C) can achieve under any set of linear constraints on the potential response type distribution. We consider two scenarios involving binary exposure X, covariate Z and outcome Y. In the first, Z is not affected by X, and is a potential confounder of the causal effect of X on Y. In the second, Z is affected by X and intermediate in the causal pathway between X and Y. For each scenario we consider various linear constraints corresponding to the presence or absence of arcs in the associated directed acyclic graph (DAG), monotonicity assumptions, and presence or absence of additive-scale interactions. We also estimate Z-stratum-specific bounds when Z is a potential effect measure modifier and bounds for both controlled and natural direct effects when Z is affected by X. In the absence of any additional constraints deriving from background knowledge, the well-known bounds on RDc are duplicated: -Pr(Y not equalX) </= RD(C) </= Pr(Y=X). These bounds have unit width, but can be narrowed by background knowledge-based assumptions. We provide and compare bounds and bound widths for various combinations of assumptions in the two scenarios and apply these bounds to real data from two studies.
我们应用一种线性规划方法,该方法使用因果风险差(RD(C))作为目标函数,并提供在潜在反应类型分布的任何一组线性约束下RD(C)所能达到的最小值和最大值。我们考虑两种涉及二元暴露X、协变量Z和结局Y的情况。在第一种情况中,Z不受X影响,是X对Y因果效应的潜在混杂因素。在第二种情况中,Z受X影响且处于X与Y之间的因果路径中。对于每种情况,我们考虑与相关有向无环图(DAG)中弧的存在或不存在、单调性假设以及加性尺度相互作用的存在或不存在相对应的各种线性约束。当Z是潜在效应测量修饰因子时,我们还估计特定Z分层的界,当Z受X影响时,估计受控直接效应和自然直接效应的界。在没有来自背景知识的任何额外约束的情况下,RDc上众所周知的界会重复出现:-Pr(Y≠X) ≤ RD(C) ≤ Pr(Y = X)。这些界的宽度为单位宽度,但可以通过基于背景知识的假设来缩小。我们提供并比较两种情况下各种假设组合的界和界宽度,并将这些界应用于两项研究的实际数据。