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贝叶斯随机临床试验:从固定设计到适应性设计。

Bayesian randomized clinical trials: From fixed to adaptive design.

作者信息

Yin Guosheng, Lam Chi Kin, Shi Haolun

机构信息

Department of Statistics and Actuarial Science, The University of Hong Kong, Pokfulam Road, Hong Kong.

Department of Statistics and Actuarial Science, The University of Hong Kong, Pokfulam Road, Hong Kong.

出版信息

Contemp Clin Trials. 2017 Aug;59:77-86. doi: 10.1016/j.cct.2017.04.010. Epub 2017 Apr 26.

Abstract

Randomized controlled studies are the gold standard for phase III clinical trials. Using α-spending functions to control the overall type I error rate, group sequential methods are well established and have been dominating phase III studies. Bayesian randomized design, on the other hand, can be viewed as a complement instead of competitive approach to the frequentist methods. For the fixed Bayesian design, the hypothesis testing can be cast in the posterior probability or Bayes factor framework, which has a direct link to the frequentist type I error rate. Bayesian group sequential design relies upon Bayesian decision-theoretic approaches based on backward induction, which is often computationally intensive. Compared with the frequentist approaches, Bayesian methods have several advantages. The posterior predictive probability serves as a useful and convenient tool for trial monitoring, and can be updated at any time as the data accrue during the trial. The Bayesian decision-theoretic framework possesses a direct link to the decision making in the practical setting, and can be modeled more realistically to reflect the actual cost-benefit analysis during the drug development process. Other merits include the possibility of hierarchical modeling and the use of informative priors, which would lead to a more comprehensive utilization of information from both historical and longitudinal data. From fixed to adaptive design, we focus on Bayesian randomized controlled clinical trials and make extensive comparisons with frequentist counterparts through numerical studies.

摘要

随机对照研究是III期临床试验的金标准。使用α花费函数来控制总体I型错误率,成组序贯方法已经成熟,并一直主导着III期研究。另一方面,贝叶斯随机设计可以被视为对频率论方法的补充而非竞争方法。对于固定贝叶斯设计,假设检验可以在贝叶斯后验概率或贝叶斯因子框架中进行,这与频率论的I型错误率有直接联系。贝叶斯成组序贯设计依赖基于反向归纳的贝叶斯决策理论方法,这通常计算量很大。与频率论方法相比,贝叶斯方法有几个优点。后验预测概率是试验监测的一个有用且方便的工具,并且可以在试验期间随着数据积累随时更新。贝叶斯决策理论框架与实际环境中的决策有直接联系,并且可以更现实地建模以反映药物开发过程中的实际成本效益分析。其他优点包括分层建模的可能性以及使用信息先验,这将导致更全面地利用来自历史数据和纵向数据的信息。从固定设计到适应性设计,我们专注于贝叶斯随机对照临床试验,并通过数值研究与频率论对应方法进行广泛比较。

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