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可解释的人工智能辅助临床决策制定(CDM)在脑转移瘤放射外科中的剂量处方。

Interpretable AI-assisted clinical decision making (CDM) for dose prescription in radiosurgery of brain metastases.

机构信息

Department of Radiation Oncology, University of Maryland, Baltimore, Maryland, USA.

Department of Radiation Oncology, University of Maryland, Baltimore, Maryland, USA.

出版信息

Radiother Oncol. 2023 Oct;187:109842. doi: 10.1016/j.radonc.2023.109842. Epub 2023 Aug 4.

Abstract

PURPOSE

AI modeling physicians' clinical decision-making (CDM) can improve the efficiency and accuracy of clinical practice or serve as a surrogate to provide initial consultations to patients seeking secondary opinions. In this study, we developed an interpretable AI model that predicts dose fractionation for patients receiving radiation therapy for brain metastases with an interpretation of its decision-making process.

MATERIALS/METHODS: 152 patients with brain metastases treated by radiosurgery from 2017 to 2021 were obtained. CT images and target and organ-at-risk (OAR) contours were extracted. Eight non-image clinical parameters were also extracted and digitized, including age, the number of brain metastasis, ECOG performance status, presence of symptoms, sequencing with surgery (pre- or post-operative radiation therapy), de novo vs. re-treatment, primary cancer type, and metastasis to other sites. 3D convolutional neural networks (CNN) architectures with encoding paths were built based on the CT data and clinical parameters to capture three inputs: (1) Tumor size, shape, and location; (2) The spatial relationship between tumors and OARs; (3) The clinical parameters. The models fuse the features extracted from these three inputs at the decision-making level to learn the input independently to predict dose prescription. Models with different independent paths were developed, including models combining two independent paths (IM-2), three independent paths (IM-3), and ten independent paths (IM-10) at the decision-making level. A class activation score and relative weighting were calculated for each input path during the model prediction to represent the role of each input in the decision-making process, providing an interpretation of the model prediction. The actual prescription in the record was used as ground truth for model training. The model performance was assessed by 19-fold cross-validation, with each fold consisting of randomly selected 128 training, 16 validation, and 8 testing subjects.

RESULT

The dose prescriptions of 152 patient cases included 48 cases with 1 × 24 Gy, 48 cases with 1 × 20-22 Gy, 32 cases with 3 × 9 Gy, and 24 cases with 5 × 6 Gy prescribed by 8 physicians. IM-2 achieved slightly superior performance than IM-3 and IM-10, with 131 (86%) patients classified correctly and 21 (14%) patients misclassified. IM-10 provided the most interpretability with a relative weighting for each input: target (34%), the relationship between target and OAR (35%), ECOG (6%), re-treatment (6%), metastasis to other sites (6%), number of brain metastases (3%), symptomatic (3%), pre/post-surgery (3%), primary cancer type (2%), age (2%), reflecting the importance of the inputs in decision making. The importance ranking of inputs interpreted from the model also matched closely with a physician's own ranking in the decision process.

CONCLUSION

Interpretable CNN models were successfully developed to use CT images and non-image clinical parameters to predict dose prescriptions for brain metastases patients treated by radiosurgery. Models showed high prediction accuracy while providing an interpretation of the decision process, which was validated by the physician. Such interpretability makes the model more transparent, which is crucial for the future clinical adoption of the models in routine practice for CDM assistance.

摘要

目的

人工智能模型可以模拟医生的临床决策(CDM),从而提高临床实践的效率和准确性,或作为替代方案,为寻求第二意见的患者提供初步咨询。本研究旨在开发一种可解释的人工智能模型,用于预测接受脑部转移放疗的患者的剂量分割,并对其决策过程进行解释。

材料/方法:从 2017 年至 2021 年,我们收集了 152 例接受放射外科治疗的脑转移患者的资料。提取 CT 图像和靶区及危及器官(OAR)轮廓。还提取并数字化了 8 项非影像临床参数,包括年龄、脑转移数量、ECOG 体能状态、症状存在情况、手术先后顺序(术前或术后放疗)、初治或复治、原发肿瘤类型和其他部位转移。基于 CT 数据和临床参数构建了具有编码路径的 3D 卷积神经网络(CNN)架构,以捕获三个输入:(1)肿瘤大小、形状和位置;(2)肿瘤与 OAR 之间的空间关系;(3)临床参数。模型在决策层融合从这些三个输入中提取的特征,以独立学习输入来预测剂量处方。开发了具有不同独立路径的模型,包括在决策层结合两个独立路径(IM-2)、三个独立路径(IM-3)和十个独立路径(IM-10)的模型。在模型预测过程中,为每个输入路径计算类激活分数和相对权重,以代表每个输入在决策过程中的作用,为模型预测提供解释。记录中的实际处方用作模型训练的真实值。模型性能通过 19 折交叉验证进行评估,其中每个折包含随机选择的 128 个训练、16 个验证和 8 个测试对象。

结果

152 例患者的剂量处方包括 48 例 1×24 Gy、48 例 1×20-22 Gy、32 例 3×9 Gy 和 24 例 5×6 Gy,由 8 位医生制定。IM-2 的性能略优于 IM-3 和 IM-10,正确分类 131(86%)例患者,错误分类 21(14%)例患者。IM-10 提供了最高的可解释性,每个输入的相对权重为:靶区(34%)、靶区与 OAR 之间的关系(35%)、ECOG(6%)、复治(6%)、其他部位转移(6%)、脑转移数量(3%)、症状(3%)、手术前后(3%)、原发肿瘤类型(2%)、年龄(2%),反映了输入在决策中的重要性。从模型中解释的输入的重要性排序也与医生在决策过程中的自身排序非常吻合。

结论

成功开发了可解释的 CNN 模型,可使用 CT 图像和非影像临床参数预测接受放射外科治疗的脑转移患者的剂量处方。模型在提供决策过程解释的同时表现出较高的预测准确性,该解释得到了医生的验证。这种可解释性使模型更加透明,这对于未来在常规实践中采用该模型协助 CDM 具有重要意义。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9c37/11195016/9b5989b74f9d/nihms-1922964-f0001.jpg

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