Tong Elisa K, England Lucinda, Glantz Stanton A
Division of General Internal Medicine Fellowship Program, Cardiovascular Research Institute, University of California, San Francisco, California 94143-1390, USA.
Pediatrics. 2005 Mar;115(3):e356-66. doi: 10.1542/peds.2004-1922.
Prenatal and postnatal exposure to tobacco smoke adversely affects maternal and child health. Secondhand smoke (SHS) has been linked causally with sudden infant death syndrome (SIDS) in major health reports. In 1992, the US Environmental Protection Agency (EPA) first noted an association between SHS and SIDS, and both prenatal exposure and postnatal SHS exposure were listed as independent risk factors for SIDS in a 1997 California EPA report (republished in 1999 by the National Cancer Institute) and a 2004 US Surgeon General report. The tobacco industry has used scientific consultants to attack the evidence that SHS causes disease, most often lung cancer. Little is known about the industry's strategies to contest the evidence on maternal and child health. In 2001, a review was published on SIDS that acknowledged funding from the Philip Morris (PM) tobacco company. Tobacco industry documents related to this review were examined to identify the company's influence on the content and conclusions of this review.
Tobacco industry documents include 40 million pages of internal memos and reports made available to the public as a result of litigation settlements against the tobacco industry in the United States. Between November 2003 and January 2004, we searched tobacco industry document Internet sites from the University of California Legacy Tobacco Documents Library and the Tobacco Documents Online website. Key terms included "SIDS" and names of key persons. Two authors conducted independent searches with similar key terms, reviewed the documents, and agreed on relevancy through consensus. Thirty documents were identified as relevant. Two drafts (an early version and a final version) of an industry-funded review article on SIDS were identified, and 2 authors independently compared these drafts with the final publication. Formal comments by PM executives made in response to the first draft were also reviewed. We used Science Citation Index in July 2004 to determine citation patterns for the referenced SIDS reviews.
PM executives feared that SHS and maternal and child health issues would create a powerful and emotional impetus for smoke-free areas in the home, public areas, and the workplace. In response to the 1992 US EPA report on SHS, the Science and Technology Department of PM's Switzerland subsidiary, Fabriques de Tabac Reunies, searched for "independent" consultants to publish articles addressing SHS. The first industry-funded article was a literature review focusing on smoking and SIDS, conducted by consultant Peter Lee and co-author Allison Thornton, which stated that the association between parental smoking and SIDS could have been attributable to the failure to control fully for confounders. That first review has only been cited once, in the subsequent industry-funded review. In 1997, PM commissioned a consultant, Frank Sullivan, to write a review, with coauthor Susan Barlow, of all possible risk factors for SIDS. The first draft concluded that prenatal and postnatal smoking exposures are both independent risk factors for SIDS. After receiving comments and meeting with PM scientific executives, Sullivan changed his original conclusions on smoking and SIDS. The final draft was changed to emphasize the effects of prenatal maternal smoking and to conclude that postnatal SHS effects were "less well established." Changes in the draft to support this new conclusion included descriptions of Peter Lee's industry-funded review, a 1999 negative but underpowered study of SIDS risk and urinary cotinine levels, and criticisms of the conclusions of the National Cancer Institute report that SHS was causally associated with SIDS. In April 2001, the Sullivan review was published in the United Kingdom journal Paediatric and Perinatal Epidemiology, with a disclosure statement that acknowledged financial support from PM but did not acknowledge contributions from PM executives in the preparation of the review. By 2004, the Sullivan SIDS review had been cited at least 19 times in the medical literature.
PM executives responded to corporate concerns about the possible adverse effects of SHS on maternal and child health by commissioning consultants to write review articles for publication in the medical literature. PM executives successfully encouraged one author to change his original conclusion that SHS is an independent risk factor for SIDS to state that the role of SHS is "less well established." These statements are consistent with PM's corporate position that active smoking causes disease but only public health officials conclude the same for SHS. The author's disclosure of industry funding did not reveal the full extent of PM's involvement in shaping the content of the article. This analysis suggests that accepting tobacco industry funds can disrupt the integrity of the scientific process. The background of this SIDS review is relevant for institutions engaged in the debate about accepting or eschewing funding from the tobacco industry. Those who support acceptance of tobacco industry funds argue that academic authors retain the right to publish their work and maintain final approval of the written product, but this argument fails to recognize that the tobacco industry funds work to ensure that messages favorable to the industry are published and disseminated. Clinicians, parents, and public health officials are most vulnerable to the changed conclusions of the SIDS review. The national SIDS "Back to Sleep" campaign has been very successful in reducing SIDS rates. However, estimates of SIDS risk from SHS (odds ratios range from 1.4 to 5.1) have considerable overlap with estimates of risk from prone sleep positioning (odds ratios range from 1.7 to 12.9). With the Back to Sleep campaign well underway, efforts to address parental smoking behavior in both the prenatal and postnatal periods should be intensified. The tobacco industry's disinformation campaign on SHS and maternal and child health can be counteracted within clinicians' offices.
产前和产后接触烟草烟雾会对母婴健康产生不利影响。在主要的健康报告中,二手烟(SHS)已被认定与婴儿猝死综合征(SIDS)存在因果关系。1992年,美国环境保护局(EPA)首次指出SHS与SIDS之间存在关联,并且在1997年加利福尼亚州EPA报告(2004年美国卫生局局长报告重新发布)中,产前接触和产后SHS暴露均被列为SIDS的独立危险因素。烟草行业利用科学顾问来抨击SHS会导致疾病(最常见的是肺癌)这一证据。对于该行业质疑母婴健康相关证据的策略,人们知之甚少。2001年,一篇关于SIDS的综述发表,该综述承认接受了菲利普·莫里斯(PM)烟草公司的资助。我们研究了与该综述相关的烟草行业文件,以确定该公司对综述内容和结论的影响。
烟草行业文件包括因美国针对烟草行业的诉讼和解而向公众公开的4000万页内部备忘录和报告。在2003年11月至2004年1月期间,我们从加利福尼亚大学遗留烟草文件图书馆和烟草文件在线网站搜索了烟草行业文件互联网网站。关键词包括“SIDS”和关键人物的姓名。两位作者使用相似的关键词进行独立搜索、审阅文件,并通过协商一致确定相关性。共识别出30份相关文件。我们找到了一篇由行业资助的关于SIDS的综述文章的两个版本(初稿和终稿),两位作者独立将这些版本与最终发表的文章进行比较。我们还审阅了PM高管针对初稿所做的正式评论。2004年7月,我们使用科学引文索引来确定所引用的SIDS综述的引用模式。
PM高管担心SHS以及母婴健康问题会为家庭、公共场所和工作场所的无烟区域营造强大且情绪化的推动力。针对1992年美国EPA关于SHS的报告,PM瑞士子公司法布里克斯·德·塔巴克·勒尼(Fabriques de Tabac Reunies)的科技部门寻找“独立”顾问来发表论述SHS的文章。第一篇由行业资助的文章是由顾问彼得·李(Peter Lee)及其合著者艾莉森·桑顿(Allison Thornton)撰写的关于吸烟与SIDS的文献综述,该综述称父母吸烟与SIDS之间的关联可能归因于未能充分控制混杂因素。那篇第一篇综述仅在随后由行业资助的综述中被引用过一次。1997年,PM委托顾问弗兰克·沙利文(Frank Sullivan)与合著者苏珊·巴洛(Susan Barlow)撰写一篇关于SIDS所有可能危险因素的综述。初稿得出结论,产前和产后吸烟暴露都是SIDS的独立危险因素。在收到评论并与PM科学高管会面后,沙利文改变了他关于吸烟与SIDS的原始结论。最终稿改为强调产前母亲吸烟的影响,并得出产后SHS的影响“证据不足”的结论。为支持这一新结论,初稿中的修改包括对彼得·李由行业资助的综述的描述、一项1999年关于SIDS风险和尿可替宁水平的阴性但效力不足的研究,以及对美国国家癌症研究所报告中SHS与SIDS存在因果关联这一结论的批评。2001年4月,沙利文的综述发表在英国期刊《儿科与围产期流行病学》上,披露声明中承认接受了PM的资金支持,但未提及PM高管在综述撰写过程中的贡献。到2004年,沙利文关于SIDS的综述在医学文献中至少被引用了19次。
PM高管委托顾问撰写综述文章发表在医学文献中,以回应公司对SHS可能对母婴健康产生不利影响的担忧。PM高管成功地促使一位作者将其关于SHS是SIDS独立危险因素的原始结论改为称SHS的作用“证据不足 ”。这些表述与PM公司的立场一致,即主动吸烟会导致疾病,但只有公共卫生官员才会对SHS得出同样的结论。作者对行业资助的披露并未揭示PM在塑造文章内容方面的全部参与程度。该分析表明,接受烟草行业资金可能会破坏科学过程的完整性。这篇SIDS综述的背景与参与烟草行业资金接受与否辩论的机构相关。那些支持接受烟草行业资金的人认为学术作者有权发表其作品并对书面成果保持最终批准权,但这种观点没有认识到烟草行业资助的目的是确保有利于该行业的信息得以发表和传播。临床医生、家长和公共卫生官员最容易受到SIDS综述结论变化的影响。全国性的SIDS“仰卧睡眠”运动在降低SIDS发生率方面非常成功。然而,SHS导致SIDS的风险估计值(优势比范围为1.4至5.1)与俯卧睡眠姿势导致的风险估计值(优势比范围为1.7至12.9)有相当大的重叠。随着“仰卧睡眠”运动的顺利开展,应加强在产前和产后阶段解决父母吸烟行为问题的努力。烟草行业关于SHS和母婴健康的虚假信息宣传活动可以在临床医生办公室内得到抵制。